| Regulatory Compliance (Consumer Compliance/AML/Broker Dealer/Asset Mgmt) Mgrs and Sr. Mgrs needed for Global Advisory Firm | Mindstaff open | New York, NY | 22 May 12 |
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Effectively manage and motivate client engagement teams in with diverse skills and backgrounds. Consiste...
| Compliance Director | JCW $150,000 - $250,000 Basic + Bonus | New York, NY, 10001 | 21 May 12 |
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International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...
| CRA Officer | Hudson City Savings Bank Based on experience | Paramus, NJ, 07652 | 21 May 12 |
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Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...
| Compliance Specialist | Investment Placement Group (IPG) Competitive | San Diego, CA | 21 May 12 |
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Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...
| Global IT Compliance Leader | AIG NA | Houston, TX, 77001 | 21 May 12 |
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| Vice President | AIG NA | New York, NY, 10001 | 21 May 12 |
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| Attorney - Top Asset Manager | Not Disclosed Strong | Manhattan, NY, 10023 | 21 May 12 |
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We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...
| Senior Compliance VP/Associate - Top Fund/Asset Manager | Not Disclosed Very Competitive | Manhattan, NY, 10023 | 21 May 12 |
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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...
| VP - Research Compliance | Michael Page International Competitive Package | New York, NY, 10174 | 21 May 12 |
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Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...
| Head of Financial Controls | Borden Dairy Competitve | Dallas, TX | 21 May 12 |
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The company has recently grown through acquisitions to $2 billion revenue. The Accounting and Finance team ha...
| Market Regulation Analyst | Robert Half Financial Service Group 130K + bonus | New York, NY, 10167 | 21 May 12 |
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Robert Half Financial Services specializes in the placement of professionals with top companies in the market....
| Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision | Federal Reserve Bank not disclosed | New York, NY, 10001 | 21 May 12 |
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See job description below
| Compliance Officer | Federal Home Loan Bank of New York Neg | Manhattan, NY, 10178 | 21 May 12 |
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Manages all aspects of Complicance Division including operational and compliance risk management activities, ...
| Mutual Fund Attorney | Michael Page International Attractive base salary plus bonus | Long Island City, NY | 21 May 12 |
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Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...
| CCO Derivatives Compliance - Dodd Frank | Michael Page International Competitive Salary, Bonus and Benefits | Manhattan, NY, 10174 | 21 May 12 |
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This is a fantastic opportunity to join a leading mid sized financial services institution in a newly created ...
| VP, Compliance, Marketing Material | Not Disclosed Base Salary Plus Bonus | New York, NY, 10017 | 21 May 12 |
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A top-tier investment management firm is currently looking to hire a VP, Compliance, Marketing Material who wi...
| Director of Product Risk | Comprehensive Recruiting Open | New York City, NY | 21 May 12 |
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The Product Director oversees and resolves issues relating to Markt Risk exposures.
| VP - Investment Adviser Testing & Monitoring | The Forum Group Base salary, bonus and benefits. | Manhattan, NY, 10016 | 21 May 12 |
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Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...
| VP, Administrative Manager | The Forum Group Base salary, bonus and benefits. | Stamford, CT, 06907 | 21 May 12 |
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The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...
| AVP / VP Fixed Income Sales & Trading Advisory | The Forum Group Base salary, bonus and benefits. | Manhattan, NY, 10016 | 21 May 12 |
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The candidate will be primarily responsible for providing compliance advisory support to the Rates Sales & Tra...
| Compliance Branch Manager | The Forum Group Base plus bonus | Manhattan, NY, 10014 | 21 May 12 |
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Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...
| VP Financial Crime AML Testing | The Forum Group Base salary, bonus and benefits. | Manhattan, NY, 10016 | 21 May 12 |
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Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...
| Chief Compliance Officer | The Forum Group Base salary, bonus and benefits | Manhattan, NY, 10016 | 21 May 12 |
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This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...
| VP Compliance Policies and Procedures | The Forum Group Base plus bonus | New York, NY, 10019 | 21 May 12 |
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This position is an opportunity to join the policies and procedures group. The policies and procedures group ...
| Regulatory Reporting Senior Specialist | The Forum Group Base salary, bonus and benefits. | Manhattan, NY, 10016 | 21 May 12 |
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The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...
| AVP Compliance Risk Review | The Forum Group Base salary, bonus and benefits | Manhattan, NY, 10016 | 21 May 12 |
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Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.
| BI Lead/ Lead MSBI | Synechron Inc DOE | Windsor, CT | 21 May 12 |
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Synechron, Inc. is seeking a Senior ETL Technical Lead. The selected candidate will be part of a global team w...
| Data Warehouse Designer | Synechron Inc DOE | Windsor, CT | 21 May 12 |
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Synechron, Inc. is seeking a Senior Data Warehouse Designer / SQL Server DBA. The selected candidate will lead...
| Compliance Director ( Advertising Compliance Review) Job | AIG Sun America Financial Group Competitive | Burbank, CA, 91501 | 21 May 12 |
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See Job Description
| Chief Compliance Officer- Dodd- Frank | Michael Page International Competitive | New York, NY | 21 May 12 |
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Our client is a global foreign bank. The Dodd-Frank CCO will be responsible for managing the large scale proje...