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	<title><![CDATA[Investment Compliance Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000573713.htm</link>

	<pubDate>Mon, 23 Nov 2009 05:05:07 GMT</pubDate>

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	<title><![CDATA[Compliance Associate]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000579794.htm</link>

	<pubDate>Sun, 22 Nov 2009 09:45:37 GMT</pubDate>

	<description><![CDATA[LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone looking to play a very versatile role within the Compliance Department.  ]]></description>

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	<title><![CDATA[Chief Compliance Officer - Global Investment Advisor]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000579738.htm</link>

	<pubDate>Fri, 20 Nov 2009 08:45:17 GMT</pubDate>

	<description><![CDATA[Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

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	<title><![CDATA[Institutional Brokerage Compliance Associate]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000573242.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:48:11 GMT</pubDate>

	<description><![CDATA[fixed income compliance corporate bonds]]></description>

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	<title><![CDATA[Fixed Income Compliance Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578882.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:43:49 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

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	<title><![CDATA[Alternatives Investment Group and Structured Investments Compliance]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578881.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:43:48 GMT</pubDate>

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	<title><![CDATA[Compliance Assessment - Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578699.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:43:48 GMT</pubDate>

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	<title><![CDATA[Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578690.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:43:48 GMT</pubDate>

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	<title><![CDATA[Head of Operations Compliance]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577051.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:43:48 GMT</pubDate>

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	<title><![CDATA[Fixed Income Regulatory Oversight/Surveillance Officer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000571304.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:43:47 GMT</pubDate>

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	<title><![CDATA[Sales and Trading Compliance Strategic Projects Associate]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000571303.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:43:47 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

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	<title><![CDATA[Head of Interest Rate and Currency Products Compliance]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000561371.htm</link>

	<pubDate>Fri, 20 Nov 2009 06:43:47 GMT</pubDate>

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	<title><![CDATA[Private Banking Compliance Officer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000572546.htm</link>

	<pubDate>Fri, 20 Nov 2009 02:30:31 GMT</pubDate>

	<description><![CDATA[PB Compliance Officer]]></description>

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<item>

	<title><![CDATA[Compliance Associate]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577018.htm</link>

	<pubDate>Thu, 19 Nov 2009 07:50:47 GMT</pubDate>

	<description><![CDATA[A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate.  The candidate should have solid experience/knowledge of the Investment Company Act and Investment Advisers Act of 1940.  Candidate should have experience working with institutional managed accounts, commingled funds, and 40 Act funds. ]]></description>

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<item>

	<title><![CDATA[Compliance Officer - PIMCO (Newport Beach, CA)]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000569718.htm</link>

	<pubDate>Wed, 18 Nov 2009 06:19:52 GMT</pubDate>

	<description><![CDATA[TITLE: Compliance Officer 
DEPARTMENT: Legal and Compliance - Regulatory Compliance

PIMCO is seeking a Compliance Officer for our Newport Beach, CA office.  The Compliance Officer is responsible for the development, creation and administration of PIMCO's Compliance Program.  Regulations require the firm to establish a compliance program that ensures PIMCO is able to conduct its business as an investment advisor in accordance with all applicable laws, rules and regulations.  The Compliance Officer will be responsible for assisting compliance management in administering the firm's compliance policies and procedures.   

]]></description>

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	<title><![CDATA[Compliance Assistant for Broker Dealer and related Registered Investment Advisor]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578812.htm</link>

	<pubDate>Wed, 18 Nov 2009 05:30:42 GMT</pubDate>

	<description><![CDATA[Compliance assistant will assist CCO with all compliance and regulatory matters.]]></description>

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	<title><![CDATA[Fund Trade Compliance Officer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577570.htm</link>

	<pubDate>Wed, 18 Nov 2009 02:45:33 GMT</pubDate>

	<description><![CDATA[Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience handling a broad level of daily trade compliance issues. This is a top tier global organization and candidates should have strong resumes and be impressive interpersonally. ]]></description>

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	<title><![CDATA[Compliance Officer -  Generalist Broker Dealer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000576729.htm</link>

	<pubDate>Tue, 17 Nov 2009 10:48:23 GMT</pubDate>

	<description><![CDATA[Our client is a U.S. based brokerage firm with a well established global presence. ]]></description>

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	<title><![CDATA[Compliance Officer- Position Reporting AVP]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000572108.htm</link>

	<pubDate>Tue, 17 Nov 2009 06:50:23 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank


A Passion to Perform.  It's what drives us.  More than a claim, this describes the way we do business. 
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	<title><![CDATA[Compliance Advisory - Bank Regulatory and Corporate Trust ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000574564.htm</link>

	<pubDate>Tue, 17 Nov 2009 06:50:23 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank
A Passion to Perform. It's what drives us. More than a claim, this describes the way we do business. We're committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. ]]></description>

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	<title><![CDATA[Compliance- Securities Surveillance and Investigations Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000574772.htm</link>

	<pubDate>Tue, 17 Nov 2009 06:50:23 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank

A Passion to Perform. It's what drives us. More than a claim, this describes the way we do business. We're committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. 
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	<title><![CDATA[Compliance Administrator]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000573678.htm</link>

	<pubDate>Tue, 17 Nov 2009 12:00:48 GMT</pubDate>

	<description><![CDATA[Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skilled compliance professional with fixed income experience who will assist the CCO and the Compliance Manager in handling the compliance function for this specialty bond management firm.]]></description>

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	<title><![CDATA[Accounting Consultant ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577982.htm</link>

	<pubDate>Mon, 16 Nov 2009 10:53:47 GMT</pubDate>

	<description><![CDATA[Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in Chicago.   This will be 5-6 month contract starting late 2009 or early 2010 (YTBD)]]></description>

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	<title><![CDATA[Wrap Accounts/Managed Accounts - Compliance Officer New York]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577976.htm</link>

	<pubDate>Mon, 16 Nov 2009 08:46:09 GMT</pubDate>

	<description><![CDATA[The individual will be part of a compliance team that is responsible for supporting the retail Registered Investment Advisers (RIA).]]></description>

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	<title><![CDATA[Senior Credit Analyst - Global Investment Bank, New York]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577974.htm</link>

	<pubDate>Mon, 16 Nov 2009 08:42:45 GMT</pubDate>

	<description><![CDATA[The individual will be responsible for credit analysis and management of a portfolio of client credit relationships, predominantly in the insurance industry (life, P/C, reinsurance, financial guarantors).]]></description>

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	<title><![CDATA[Legal Documentation (ISDA) Negotiator - Investment Bank  New York]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577973.htm</link>

	<pubDate>Mon, 16 Nov 2009 08:39:40 GMT</pubDate>

	<description><![CDATA[This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.]]></description>

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	<title><![CDATA[Compliance Business Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577948.htm</link>

	<pubDate>Mon, 16 Nov 2009 06:15:02 GMT</pubDate>

	<description><![CDATA[Our client is a successful world class leader who is looking for a strong Business Analyst to join the Compliance Business Analysis team.  The role will be varied and the successful candidate will work in a forward thinking, fast paced environment. ]]></description>

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	<title><![CDATA[Compliance Administrator ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000518157.htm</link>

	<pubDate>Mon, 16 Nov 2009 04:01:05 GMT</pubDate>

	<description><![CDATA[The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and administration vendors; internal operational audits of policies and procedures; responding to requests from regulators, auditors and employees; and administration of compliance departmental systems. ]]></description>

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	<title><![CDATA[Mid Level Hedge Fund Compliance]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000576730.htm</link>

	<pubDate>Mon, 16 Nov 2009 01:33:46 GMT</pubDate>

	<description><![CDATA[Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in hedge fund compliance. The position is within a dynamic organization with excellent compensation, benefits and a challenging but rewarding working environment.]]></description>

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	<title><![CDATA[Compliance Officer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577574.htm</link>

	<pubDate>Fri, 13 Nov 2009 10:24:16 GMT</pubDate>

	<description><![CDATA[Compliance Officer-Asset Management-40 ACT]]></description>

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