| Head of Control Room | Hays Banking Hong Kong Excellent | China-Hong Kong | 23 Nov 09 |
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With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of a...
| VP/AVP Client On-Boarding | WH Marks Sattin Competitive | China-Hong Kong | 23 Nov 09 |
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Top Tier Ibank looking for motivated individual to drive forward their onboarding team
| Reference Data HK, Regulatory Document Specialist, Associate | Morgan Stanley not disclosed | China-Hong Kong | 23 Nov 09 |
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See job description below
| IRCC HK, Regulatory Control Group, Analyst/ Associate | Morgan Stanley not disclosed | China-Hong Kong | 23 Nov 09 |
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See job description below
| Trade Surveillance Professional | Ambition Highly Competitive Salary Package | China-Hong Kong | 23 Nov 09 |
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Surveillance focused Core Compliance role with a leading International Bank
| Managing Director & RO | Matthew Hoyle Financial Markets Excellent remuneration | China-Hong Kong | 23 Nov 09 |
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Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their...
| Compliance – Equities Sales & Trading | ALS International Attractive | China-Hong Kong | 23 Nov 09 |
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Our client is a leading international investment bank.
| Senior Manager - Compliance | Morgan McKinley Competetive | China-Hong Kong | 20 Nov 09 |
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A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have busine...
| Head of Legal | Talent2 (HK) Attractice Remuneration | China-Hong Kong | 20 Nov 09 |
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Head of Legal position for highly regarded financial services organisation.
| AVP/ VP Surveillance | Talent2 (HK) Attractive Remuneration | China-Hong Kong | 20 Nov 09 |
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The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with law...
| Head of Control Room | Talent2 (HK) Attractive Remuneration | China-Hong Kong | 20 Nov 09 |
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Responsible for the development and implementation of appropriate compliance process, systems and controls for...
| Head of Compliance, Investment Banking ($65k and above) | Robert Half Hong Kong $65,000 or above per month | China-Hong Kong | 20 Nov 09 |
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Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented perso...
| Senior Manager/Manager, Financial Compliance (HKMA) (50-60k) | Robert Half Hong Kong HK$50,000- HK$60,000 pm | China-Hong Kong | 20 Nov 09 |
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Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and...
| AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month | Robert Half Hong Kong HK $70000 - 100000 per month | China-Hong Kong | 20 Nov 09 |
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Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a co...
| Compliance Manager | PeopleSearch Ltd Competitive salary | China-Hong Kong | 20 Nov 09 |
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Our client is looking for a suitable candidate to join their Compliance Department
| REGIONAL COMPLIANCE MANAGER – LIFE INSURANCE | Hays Insurance Hong Kong Attractive Salary Package | China-Hong Kong | 20 Nov 09 |
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Effective compliance involves managing regulatory risk, relationships with exchanges and regulators and promot...
| COMPLIANCE MANAGER | Recruitment Intelligence Consultants Limited Competitive package | China-Hong Kong | 19 Nov 09 |
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A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position ...
| COMPLIANCE OFFICER | Recruitment Intelligence Consultants Limited Competitive package | China-Hong Kong | 19 Nov 09 |
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A major international fund house is looking for top calibre candidates to join their compliance team. The pos...
| PARALEGAL | Recruitment Intelligence Consultants Limited Competitive package | China-Hong Kong | 19 Nov 09 |
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A leading private bank is looking for a paralegal to join their legal team. The position is based in Hong Kon...
| HEAD OF COMPLIANCE, CONSUMER BANKING | Recruitment Intelligence Consultants Limited Competitive package | China-Hong Kong | 19 Nov 09 |
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A prestigious international bank is looking for outstanding candidates to join as Head of Compliance, Consumer...
| EQUITIES COMPLIANCE, VP | Recruitment Intelligence Consultants Limited Competitive package | China-Hong Kong | 19 Nov 09 |
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A prestigious investment banking is looking for outstanding candidates to join as Equities Compliance, VP. Th...
| FIXED INCOME COMPLIANCE, ASSOCIATE TO VP | Recruitment Intelligence Consultants Limited Competitive package | China-Hong Kong | 19 Nov 09 |
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A prestigious investment bank is looking for outstanding candidates to join the Fixed Income Compliance team. ...
| Structurer (Fixed Income Legal & Regulatory Team) | UBS AG Competitive | China-Hong Kong | 18 Nov 09 |
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An exciting opportunity has arisen to join UBS as a Structurer (Fixed Income Legal & Regulatory Team).
| SVP, Wealth & Investment Management Compliance | Reed Specialist Recruitment Top Tier - $1.5m HKD - $2m Base | China-Hong Kong | 17 Nov 09 |
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Job Description: SVP - Wealth & Investment Management Compliance The individual will be based in Hong K...
| Compliance Manager | SearchAsia Hong Kong Negotiable | China-Hong Kong | 16 Nov 09 |
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My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and cor...
| Compliance Head - Corporate Finance, Asset Management, Brokerage | SearchAsia Hong Kong Open | China-Hong Kong | 16 Nov 09 |
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Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
| Compliance - Equity VP | Profile Search & Selection competitive | China-Hong Kong | 13 Nov 09 |
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Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong ...
| VP Global Risk & Compliance (6 yrs exp) Hong Kong | Hughes Castell (Hong Kong) Ltd. Excellent | China-Hong Kong | 13 Nov 09 |
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A leading bank seeks a Risk & Compliance professional to join their team in Hong Kong.
| Director, Legal | Barclay Simpson Negotiable | China-Hong Kong | 10 Nov 09 |
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Leading, global Financial Services firm, with strong Insurance and Asset Management businesses within the Asi...
| Director of Compliance & Legal - Brokerage/ Capital Markets | Barclay Simpson Negotiable & Flexible | China-Hong Kong | 10 Nov 09 |
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Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head ...