eFinancialCareers

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Investment Compliance Analyst	Wellington Management Company, LLP Competitive	USA-MA-Boston	25 Nov 09

Investment Compliance Analyst

Fixed Income Compliance Analyst	Morgan Stanley not disclosed	USA-NY-White Plains	24 Nov 09

See job description below

Alternatives Investment Group and Structured Investments Compliance	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

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Compliance Assessment - Analyst	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

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Head of Operations Compliance	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

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Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	24 Nov 09

fixed income compliance corporate bonds

Private Banking Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	23 Nov 09

PB Compliance Officer

AVP - Compliance Surveillance	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesDepartment: Compliance. Moody's Compliance Department operates globally and covers MIS, MA and...

AVP Compliance - Technology	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesThe Role The AVP Compliance Officer will work for an entity operating in an evolving global re...

AVP - Compliance	Moody's Corporation Not Specified	USA-NY-New York City	11 Nov 09

ResponsibilitiesDepartment: Moody's compliance function operates globally to provide compliance support, guida...

Financial Markets Europe Compliance Officer	Standard Chartered Bank Competitive	UK-London	25 Nov 09

Financial Markets Compliance

Head of Control Room (10 yrs exp) Hong Kong	Hughes Castell (Hong Kong) Ltd. Excellent	China-Hong Kong	25 Nov 09

A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading ban...

Compliance Manager	National Australia Bank TBA	Australia-Melbourne	25 Nov 09

At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable succe...

Hong Kong - Business Operational Risk Manager	Macquarie Information not provided	China-Hong Kong	25 Nov 09

Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.

Regulatory Change Lawyer	Macquarie Information not provided	Australia-Sydney	25 Nov 09

Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is app...

AML Operations Manager	Macquarie Information not provided	Australia-Sydney	25 Nov 09

An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Progr...

Senior Compliance Officer (3 yrs exp) Hong Kong	Hughes Castell (Hong Kong) Ltd. Excellent	China-Hong Kong	25 Nov 09

Candidates are invited to join the wealth management and asset management division of a reputable financial in...

VP, Central Compliance	WH Marks Sattin Highly Competitive	Singapore	25 Nov 09

An exciting opportunity awaits the right candidate to join a global financial institution, covering its Centra...

Global Markets Administration, Business Risk & Control	Capital People Competitive	Japan-Tokyo	25 Nov 09

A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Tea...

VP Equity Compliance, Global Investment Bank	Profile Search & Selection Competitive salary and bonus plus reloca...	Singapore	25 Nov 09

My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for i...

AML Compliance AVP in Global Private Bank	Profile Search & Selection Competitive salary and bonus plus reloca...	Singapore	25 Nov 09

My client is a European Private Bank looking to hire an AVP within their regional compliance team.

Compliance Manager	PeopleSearch Ltd Competitive salary	China-Hong Kong	25 Nov 09

Our client is looking for a suitable candidate to join their Compliance Department

VP Compliance – Investment Banking	Morgan McKinley Competitive	Australia-Sydney	24 Nov 09

Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requir...

Risk Manager – Operational Risk	Profusion Group Excellent remuneration based on experien...	Australia-Sydney	24 Nov 09

Fantastic career opportunity

Compliance Manager	Citifocus £Negotiable	UK-South East	24 Nov 09

Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset m...

Head of AntiFinancial Crime - Exclusive Role	JCW Search £competitive daily rate	UK-London	24 Nov 09

Interim Position Initially - 3 month contract with possibility of extension - considerable responsibility for ...

Financial Promotions Compliance Contract - Global Investment Bank	JCW Search ~£40-£60k	UK-London	24 Nov 09

6 month contract - interviews available at short notice - newly created retail team within global investment b...

Head of Compliance and Legal, Commercial Banking	Stevenson James Search & Selection Competitve Salary + Bonus	UK-London	24 Nov 09

My client occupies a niche space within commercial banking, lending to small businesses within the technology ...

Compliance Executive	FK International Financial Search and Selection NEG	Ireland-Dublin	24 Nov 09

Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance c...

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