Job Search

Search Advanced
Post Your Resume
Showing 1-30 of 34 jobs
Compliance Associate Lazard Asset Management Competitive - commensurate with experien... Manhattan, NY, 10020 22 Nov 09

LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...

Chief Compliance Officer - Global Investment Advisor Capstone Investment Advisors, LLC Salary plus Bonus New York, NY, 10005 20 Nov 09

Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

Institutional Brokerage Compliance Associate Susquehanna International Group, LLP Commensurate with experience USA-NY-New York City 20 Nov 09

fixed income compliance corporate bonds

Alternatives Investment Group and Structured Investments Compliance Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

See job description below

Compliance Assessment - Analyst Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

See job description below

Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

See job description below

Head of Operations Compliance Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

See job description below

Fixed Income Regulatory Oversight/Surveillance Officer Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

See job description below

Sales and Trading Compliance Strategic Projects Associate Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

See job description below

Head of Interest Rate and Currency Products Compliance Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

See job description below

Private Banking Compliance Officer Credit Suisse Competitive USA-NY-New York City 20 Nov 09

PB Compliance Officer

Fund Trade Compliance Officer Michael Page 150,000-200,000 Manhattan, NY, 10174 18 Nov 09

Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience ...

Compliance Officer- Position Reporting AVP Deutsche Bank competitive/ DOE New York, NY, 10005 17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the wa...

Compliance Advisory - Bank Regulatory and Corporate Trust Deutsche Bank competitive/ DOE New York, NY, 10005 17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we d...

Compliance- Securities Surveillance and Investigations Analyst Deutsche Bank competitive/ DOE New York, NY, 10005 17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Wrap Accounts/Managed Accounts – Compliance Officer New York The Compliance Search Group LLC Based on Experience New York City, NY 16 Nov 09

The individual will be part of a compliance team that is responsible for supporting the retail Registered Inve...

Senior Credit Analyst – Global Investment Bank, New York The Compliance Search Group LLC Based on Experience New York City, NY 16 Nov 09

The individual will be responsible for credit analysis and management of a portfolio of client credit relation...

Legal Documentation (ISDA) Negotiator – Investment Bank New York The Compliance Search Group LLC Based on Experience New York City, NY 16 Nov 09

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.

Compliance Business Analyst Michael Page International Competitive Base Salary and Bonus New York, NY, 10174 16 Nov 09

Our client is a successful world class leader who is looking for a strong Business Analyst to join the Complia...

Compliance Officer Robert Half International Base and Bonus New York, NY, 10167 13 Nov 09

Compliance Officer-Asset Management-40 ACT

AVP - Compliance Surveillance Moody's Corporation Not Specified USA-NY-New York City 13 Nov 09

ResponsibilitiesDepartment: Compliance. Moody's Compliance Department operates globally and covers MIS, MA and...

AVP Compliance - Technology Moody's Corporation Not Specified USA-NY-New York City 13 Nov 09

ResponsibilitiesThe Role The AVP Compliance Officer will work for an entity operating in an evolving global re...

Director Regulatory Compliance The Forum Group Base salary, bonus and benefits. New York, NY, 10016 11 Nov 09

Our client, a global investment bank seeks a Director level compliance professional specifically focused on ba...

AVP - Compliance Moody's Corporation Not Specified USA-NY-New York City 11 Nov 09

ResponsibilitiesDepartment: Moody's compliance function operates globally to provide compliance support, guida...

Trading Risk Analyst Orbis Investment Management Competitive New York City, NY 10 Nov 09

This job is located in Bermuda

Director Monitoring and Testing The Forum Group Base plus bonus New York, NY, 10016 09 Nov 09

Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and T...

Compliance Officer The Forum Group Base plus bonus New York, NY, 10016 09 Nov 09

International Bank and B/D is looking for help for a broad compliance candidate.

VP- Bank Regulatory Compliance Marcus & Associates 140-180k with performance based bonus New York, NY, 10036 20 Oct 09

Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company ...

Director of Equities Compliance Howard-Sloan Professional Search salary plus bonus New York, NY, 10016 16 Oct 09

The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing complia...

Fixed Income Compliance Analyst Morgan Stanley not disclosed USA-NY-White Plains 20 Nov 09

See job description below

Create an email alert for the latest jobs matching this search Compliance / Legal, Compliance / Regulatory, New York City, New York, USA
Create email alert RSS

Site Information

eFinancialCareers is a Dice Holdings, Inc. company. Dice Holdings, Inc. is a publicly traded company listed on the New York Stock Exchange (Ticker: DHX)