eFinancialCareers

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Compliance Associate	Lazard Asset Management Competitive - commensurate with experien...	Manhattan, NY, 10020	22 Nov 09

LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...

Investment Compliance Analyst	Wellington Management Company, LLP Competitive	USA-MA-Boston	22 Nov 09

Investment Compliance Analyst

Chief Compliance Officer - Global Investment Advisor	Capstone Investment Advisors, LLC Salary plus Bonus	New York, NY, 10005	20 Nov 09

Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	20 Nov 09

fixed income compliance corporate bonds

Fixed Income Compliance Analyst	Morgan Stanley not disclosed	USA-NY-White Plains	20 Nov 09

See job description below

Alternatives Investment Group and Structured Investments Compliance	Morgan Stanley not disclosed	USA-NY-New York City	20 Nov 09

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Compliance Assessment - Analyst	Morgan Stanley not disclosed	USA-NY-New York City	20 Nov 09

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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	20 Nov 09

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Head of Operations Compliance	Morgan Stanley not disclosed	USA-NY-New York City	20 Nov 09

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Fixed Income Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	20 Nov 09

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Sales and Trading Compliance Strategic Projects Associate	Morgan Stanley not disclosed	USA-NY-New York City	20 Nov 09

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Head of Interest Rate and Currency Products Compliance	Morgan Stanley not disclosed	USA-NY-New York City	20 Nov 09

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Private Banking Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	20 Nov 09

PB Compliance Officer

Compliance Associate	Not Disclosed competitive	Greenwich, CT	19 Nov 09

A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The can...

Compliance Officer - PIMCO (Newport Beach, CA)	PIMCO competitive	USA	18 Nov 09

TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Com...

Compliance Assistant for Broker Dealer and related Registered Investment Advisor	Not Disclosed Full-time Permanent Position	Greenwich, CT, 06830	18 Nov 09

Compliance assistant will assist CCO with all compliance and regulatory matters.

Fund Trade Compliance Officer	Michael Page 150,000-200,000	Manhattan, NY, 10174	18 Nov 09

Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience ...

Compliance Officer - Generalist Broker Dealer	Michael Page $80,000 - $120,000	USA-CT-Greenwich	17 Nov 09

Our client is a U.S. based brokerage firm with a well established global presence.

Compliance Officer- Position Reporting AVP	Deutsche Bank competitive/ DOE	New York, NY, 10005	17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the wa...

Compliance Advisory - Bank Regulatory and Corporate Trust	Deutsche Bank competitive/ DOE	New York, NY, 10005	17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we d...

Compliance- Securities Surveillance and Investigations Analyst	Deutsche Bank competitive/ DOE	New York, NY, 10005	17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Compliance Administrator	Not Disclosed Competitive / DOE	Santa Barbara, CA	17 Nov 09

Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candid...

Accounting Consultant	Objective Paradigm Contract	Chicago, IL, 60654	16 Nov 09

Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial service...

Wrap Accounts/Managed Accounts – Compliance Officer New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

The individual will be part of a compliance team that is responsible for supporting the retail Registered Inve...

Senior Credit Analyst – Global Investment Bank, New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

The individual will be responsible for credit analysis and management of a portfolio of client credit relation...

Legal Documentation (ISDA) Negotiator – Investment Bank New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.

Compliance Business Analyst	Michael Page International Competitive Base Salary and Bonus	New York, NY, 10174	16 Nov 09

Our client is a successful world class leader who is looking for a strong Business Analyst to join the Complia...

Compliance Administrator	Trust Company of the West Competitive salary plus bonus	Los Angeles, CA, 90017	16 Nov 09

The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of a...

Mid Level Hedge Fund Compliance	Michael Page 125,000 -170,000	Greenwich, CT, 06830	16 Nov 09

Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years o...

Compliance Officer	Robert Half International Base and Bonus	New York, NY, 10167	13 Nov 09

Compliance Officer-Asset Management-40 ACT

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