| Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision | Federal Reserve Bank not disclosed | New York, NY, 10001 | 21 May 12 |
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See job description below
| CCO Derivatives Compliance - Dodd Frank | Michael Page International Competitive Salary, Bonus and Benefits | Manhattan, NY, 10174 | 21 May 12 |
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This is a fantastic opportunity to join a leading mid sized financial services institution in a newly created ...
| Senior Business Analyst (Dodd-Frank) - Investment Banking | Hatstand Competitive | New York, NY | 21 May 12 |
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Senior Business Analyst with Dodd-Frank (NY/NJ): Business systems analyst with at least 7 years functional exp...
| Compliance Director ( Advertising Compliance Review) Job | AIG Sun America Financial Group Competitive | Burbank, CA, 91501 | 21 May 12 |
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| Administrative Assistant - Advocacy and Oversight Government Relations area | TIAA-CREF Administrative Assistant - DOE | Washington, DC, 20001 | 21 May 12 |
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Administrative Assistant-Government Relations
| Inquiries Group Assistant Manager | Morgan Stanley not disclosed | New York, NY | 21 May 12 |
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See job description below
| Attorney for Corporate Treasury and Disclosure | Morgan Stanley not disclosed | New York, NY | 21 May 12 |
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| Compliance Testing Vice President | Morgan Stanley not disclosed | New York, NY | 20 May 12 |
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| Team Coordinators (Legal & Travel Teams) Financial Services | Not Disclosed Highly competitive (base + lucrative bon... | Stamford, CT | 19 May 12 |
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Seeking self-directed, motivated, client focused candidates with exceptional process management and people ski...
| High Frequency, Prop Trading COMPLIANCE Analyst | Chicago US$100000 - US$150000 per annum | Chicago, IL, 60601 | 18 May 12 |
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-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...
| Global Investment Compliance Associate | MFS Investment Management Competitive | Boston, MA, 02116 | 14 May 12 |
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Supports both Equity and Fixed Income trading. Ensures trade loss and compliance violation risk is minimized ...
| Sr Retail Compliance Manager - Deposit & Online | Not Disclosed Competitive Based on Experience | San Ramon, CA | 11 May 12 |
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This senior compliance role will be responsible for ensuring that policies and procedures for Deposit Products...
| Compliance Analyst | Optiver US LLC Competitive. | Chicago, IL | 02 May 12 |
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Optiver is a worldwide market maker and derivatives trading firm headquartered in Amsterdam with strategically...
| Collateral Inspection Officer | Rabobank International Competitive based on experience | New York City, NY | 30 Apr 12 |
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Collateral Inspection Department assists the Credit Risk Department manage credit risk through review of colla...
| Executive Assistant / Business Manager | UBS AG Competitive | Singapore | 22 May 12 |
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An exciting opportunity has arisen to join UBS as an Executive Assistant / Business Manager.
| Compliance Expert, Wealth Management | UBS AG Competitive | Hong Kong SAR | 22 May 12 |
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An exciting opportunity has arisen to join UBS as a Compliance Expert, Wealth Management.
| Legal Counsel - Global Asset Management | UBS AG Competitive | Hong Kong SAR | 22 May 12 |
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An exciting opportunity has arisen to join UBS as a Legal Counsel - Global Asset Management.
| Training and Development Manager | Talent2 Hong Kong circa HK$1.1m per annum + bonus | Hong Kong SAR | 22 May 12 |
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Great opportunity to work for a leading US law firm with an excellent support structure in place.
| Associate/Senior Associate, Client On-boarding and AML Compliance (Private Banking) | Kerry Consulting Pte Ltd (Licence No. 03C4828) Attractive Remuneration | Singapore | 22 May 12 |
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Our client is a major regional private bank and has received outstanding accolades consecutively in recent yea...
| VP- Compliance, Global Investment Bank | Profile Search & Selection bonus | Singapore | 22 May 12 |
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My client is global investment bank with offices around the globe. Its regional headquarters are in Singapore ...
| Regional Fraud & Anti Corruption Director | Reed Specialist Recruitment Hong Kong HKD 1,500,000 / year | China-Other Cities | 22 May 12 |
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| IBD COO | UBS Securities Market Competitive | China-Beijing | 22 May 12 |
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Reporting to senior management of UBS-S IBD, the UBS-S IBD COO will be responsible to work with different func...
| Compliance| AML | SEA - Singapore | Selby Jennings Singapore (Licence No. 11S3033) $6-7k SGD + benefits + bonus | Singapore | 22 May 12 |
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Top Japanese Bank seeks to hire a Compliance Analyst to oversee AML and CFT.
| Risk - Control Room (AVP) | Deutsche Bank not disclosed | Hong Kong SAR | 21 May 12 |
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Part of the Compliance Operations function which provides operational services and change management capabilit...
| LEGAL - Legal Secretary - Contract | Deutsche Bank not disclosed | Australia-Sydney | 21 May 12 |
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See job description below
| Commodities Surveillance/Monitoring Compliance Officer | Eames Consulting -Compliance £45,000 to £65,000 | UK-London | 21 May 12 |
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This client, a hugely successful financial services company, is currently recruiting for a surveillance/monito...
| Derivatives Lawyer - Part-time | UBS AG Competitive | UK-London | 21 May 12 |
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We are looking to recruit a Lawyer to join the UBS Global Asset Management legal team in London to work on der...
| Business Continuity Trainee | Société Générale - UK Competitive | UK-London | 21 May 12 |
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To provide support to business lines to ensure that their business continuity requirements are articulated and...
| UK Compliance Director | Square Mile Connections £80,000 - £100,000 | UK-London | 21 May 12 |
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A large multinational bank is seeking an experienced Audit & Compliance Specialist to join their Real Estate a...
| Legal Counsel -- Structured Products | Citi not disclosed | UK | 21 May 12 |
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See job description below