| Fixed Income Compliance Analyst | Morgan Stanley not disclosed | USA-NY-White Plains | 20 Nov 09 |
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See job description below
| Compliance Assessment - Analyst | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Fixed Income Regulatory Oversight/Surveillance Officer | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Sales and Trading Compliance Strategic Projects Associate | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Head of Interest Rate and Currency Products Compliance | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Compliance Analyst III | BNY Mellon Asset Management negotiable | Pittsburgh, PA | 16 Nov 09 |
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The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investm...
| Compliance Officer II | BNY Mellon Asset Management negotiable | Boston, MA, 02108 | 16 Nov 09 |
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Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated f...
| Product Controller, counterparty credit | Huxley Associates $ 150+ | USA-NY-New York City | 13 Nov 09 |
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Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product ...
| Accouting/Compliance/Credit Opportunities | APA International Placement Consultants, LLC to $80K | New York, NY, 10176 | 13 Nov 09 |
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**PLEASE SEND YOUR RESUME WITH SALARY REQUIREMENTS TO RON@APAINTL.COM**
| Paralegal/Transactional Documentation Negotiator | Barclays Global Investors (US) Market Competitive | San Francisco, CA, 94105 | 10 Nov 09 |
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The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation...
| Sr. Business Leader, Revenue Systems | Visa Competitive | Foster City, CA | 04 Nov 09 |
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The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a tea...
| Business Leader, Client Incentives | Visa Competitive | Foster City, CA | 04 Nov 09 |
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Provide leadership and operational excellence in managing the North America Client Incentive obligations, with...
| Regulatory Analyst | Wellington Management Company, LLP Competitive | China-Hong Kong | 22 Nov 09 |
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Regulatory Analyst
| Operational Support & Transfer Pricing Manager - Oil Trading | Cameron Kennedy £53,000 - £60,000 + Bonus + Benefits | UK-London | 20 Nov 09 |
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You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data ca...
| Compliance Executive | FK International Financial Search and Selection NEG | Ireland-Dublin | 20 Nov 09 |
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Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance c...
| Compliance Manager | Old Mutual Asset Managers Competitive | UK-London | 20 Nov 09 |
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An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to pr...
| VP Corporate Tax Compliance | GRS Group £negotiable | UK-London | 20 Nov 09 |
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Senior Tax Compliance and Reporting profession required for our large financial services client based in Londo...
| Risk / Audit Applications Project Manager | Aston Carter 50000-60000 plus package | UK-London | 20 Nov 09 |
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Excellent opportunity for someone with a broad technical background to rapidly expand their knowledge of proje...
| Market Risk Management - Regulatory Risk | Hudson AVP level compensation | UK-London | 20 Nov 09 |
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World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on hi...
| Operational Risk - London and New York | Hudson £££ Competitive | UK-London | 20 Nov 09 |
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My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The rol...
| Actuarial Project Director - Life/Non-Life Actuary | Hanover Search and Selection Limited circa £120,000 | UK-London | 20 Nov 09 |
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* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory aut...
| Internal Audit Manager | Morgan McKinley Negotiable depending on experience | China-Hong Kong | 20 Nov 09 |
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Our Client, a Financial Instituition, is looking for Audit Managers
| AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month | Robert Half Hong Kong HK $70000 - 100000 per month | China-Hong Kong | 20 Nov 09 |
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Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a co...
| Regional Monitoring Manager, Anti-Money Laundering, APAC | Deutsche Bank Competitive | Singapore | 20 Nov 09 |
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As a key member of the APAC AML Leadership team in Singapore, you’ll do more than simply ensure effective inte...
| ISDA Negotiator for Group Legal - Client Documentation Management | OCBC Bank Competitive | Singapore | 20 Nov 09 |
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We are seeking a self-driven and dynamic individual to join us as ISDA Negotiator for Group Legal - Client Doc...
| Asia Corporate Sector Audit — IT Auditor | JPMorgan Chase not disclosed | China-Hong Kong | 20 Nov 09 |
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See job description below
| Legal & Compliance HK, Trade Surveillance Professional (Manager/Senior Manager) | Morgan Stanley not disclosed | China-Hong Kong | 20 Nov 09 |
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See job description below
| Compliance Manager | Fast (Luxembourg) not disclosed | Luxembourg | 19 Nov 09 |
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Are you looking for an opportunity with an asset management company? Do you want an exciting move forward with...
| Risk Management Team Leader | Square Mile Connections Dependent on skills and experience | UK-London | 19 Nov 09 |
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You will be instrumental in leading the Risk Management and Quality Assurance Teams and overseeing all product...