Jobs in Other, Compliance / Legal: careers and jobs in Compliance / Legal, information on career trends and financial job market news

Job Search
Search
Advanced
Post Your Resume
Showing 1-30 of 137 jobs
Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision Federal Reserve Bank not disclosed New York, NY, 10001 21 May 12

See job description below

CCO Derivatives Compliance - Dodd Frank Michael Page International Competitive Salary, Bonus and Benefits Manhattan, NY, 10174 21 May 12

This is a fantastic opportunity to join a leading mid sized financial services institution in a newly created ...

Senior Business Analyst (Dodd-Frank) - Investment Banking Hatstand Competitive New York, NY 21 May 12

Senior Business Analyst with Dodd-Frank (NY/NJ): Business systems analyst with at least 7 years functional exp...

Compliance Director ( Advertising Compliance Review) Job AIG Sun America Financial Group Competitive Burbank, CA, 91501 21 May 12

See Job Description

Administrative Assistant - Advocacy and Oversight Government Relations area TIAA-CREF Administrative Assistant - DOE Washington, DC, 20001 21 May 12

Administrative Assistant-Government Relations

Inquiries Group Assistant Manager Morgan Stanley not disclosed New York, NY 21 May 12

See job description below

Attorney for Corporate Treasury and Disclosure Morgan Stanley not disclosed New York, NY 21 May 12

See job description below

Compliance Testing Vice President Morgan Stanley not disclosed New York, NY 20 May 12

See job description below

Team Coordinators (Legal & Travel Teams) Financial Services Not Disclosed Highly competitive (base + lucrative bon... Stamford, CT 19 May 12

Seeking self-directed, motivated, client focused candidates with exceptional process management and people ski...

High Frequency, Prop Trading COMPLIANCE Analyst Chicago US$100000 - US$150000 per annum Chicago, IL, 60601 18 May 12

-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...

Global Investment Compliance Associate MFS Investment Management Competitive Boston, MA, 02116 14 May 12

Supports both Equity and Fixed Income trading. Ensures trade loss and compliance violation risk is minimized ...

Sr Retail Compliance Manager - Deposit & Online Not Disclosed Competitive Based on Experience San Ramon, CA 11 May 12

This senior compliance role will be responsible for ensuring that policies and procedures for Deposit Products...

Compliance Analyst Optiver US LLC Competitive. Chicago, IL 02 May 12

Optiver is a worldwide market maker and derivatives trading firm headquartered in Amsterdam with strategically...

Collateral Inspection Officer Rabobank International Competitive based on experience New York City, NY 30 Apr 12

Collateral Inspection Department assists the Credit Risk Department manage credit risk through review of colla...

Executive Assistant / Business Manager UBS AG Competitive Singapore 22 May 12

An exciting opportunity has arisen to join UBS as an Executive Assistant / Business Manager.

Compliance Expert, Wealth Management UBS AG Competitive Hong Kong SAR 22 May 12

An exciting opportunity has arisen to join UBS as a Compliance Expert, Wealth Management.

Legal Counsel - Global Asset Management UBS AG Competitive Hong Kong SAR 22 May 12

An exciting opportunity has arisen to join UBS as a Legal Counsel - Global Asset Management.

Training and Development Manager Talent2 Hong Kong circa HK$1.1m per annum + bonus Hong Kong SAR 22 May 12

Great opportunity to work for a leading US law firm with an excellent support structure in place.

Associate/Senior Associate, Client On-boarding and AML Compliance (Private Banking) Kerry Consulting Pte Ltd (Licence No. 03C4828) Attractive Remuneration Singapore 22 May 12

Our client is a major regional private bank and has received outstanding accolades consecutively in recent yea...

VP- Compliance, Global Investment Bank Profile Search & Selection bonus Singapore 22 May 12

My client is global investment bank with offices around the globe. Its regional headquarters are in Singapore ...

Regional Fraud & Anti Corruption Director Reed Specialist Recruitment Hong Kong HKD 1,500,000 / year China-Other Cities 22 May 12

.

IBD COO UBS Securities Market Competitive China-Beijing 22 May 12

Reporting to senior management of UBS-S IBD, the UBS-S IBD COO will be responsible to work with different func...

Compliance| AML | SEA - Singapore Selby Jennings Singapore (Licence No. 11S3033) $6-7k SGD + benefits + bonus Singapore 22 May 12

Top Japanese Bank seeks to hire a Compliance Analyst to oversee AML and CFT.

Risk - Control Room (AVP) Deutsche Bank not disclosed Hong Kong SAR 21 May 12

Part of the Compliance Operations function which provides operational services and change management capabilit...

LEGAL - Legal Secretary - Contract Deutsche Bank not disclosed Australia-Sydney 21 May 12

See job description below

Commodities Surveillance/Monitoring Compliance Officer Eames Consulting -Compliance £45,000 to £65,000 UK-London 21 May 12

This client, a hugely successful financial services company, is currently recruiting for a surveillance/monito...

Derivatives Lawyer - Part-time UBS AG Competitive UK-London 21 May 12

We are looking to recruit a Lawyer to join the UBS Global Asset Management legal team in London to work on der...

Business Continuity Trainee Société Générale - UK Competitive UK-London 21 May 12

To provide support to business lines to ensure that their business continuity requirements are articulated and...

UK Compliance Director Square Mile Connections £80,000 - £100,000 UK-London 21 May 12

A large multinational bank is seeking an experienced Audit & Compliance Specialist to join their Real Estate a...

Legal Counsel -- Structured Products Citi not disclosed UK 21 May 12

See job description below

Create an email alert for the latest jobs matching this search Compliance / Legal, Other

Site Information

eFinancialCareers is a Dice Holdings, Inc. company. Dice Holdings, Inc. is a publicly traded company listed on the New York Stock Exchange (Ticker: DHX)