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Chief Compliance Officer - Global Investment Advisor Capstone Investment Advisors, LLC Salary plus Bonus New York, NY, 10005 20 Nov 09

Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

Syndication Specialist/Paralegal RBC competative USA-OH-Cleveland 20 Nov 09

Syndication Specialist

Institutional Brokerage Compliance Associate Susquehanna International Group, LLP Commensurate with experience USA-NY-New York City 20 Nov 09

fixed income compliance corporate bonds

Fixed Income Compliance Analyst Morgan Stanley not disclosed USA-NY-White Plains 20 Nov 09

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Alternatives Investment Group and Structured Investments Compliance Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

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Compliance Assessment - Analyst Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

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Head of Operations Compliance Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

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Fixed Income Regulatory Oversight/Surveillance Officer Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

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Sales and Trading Compliance Strategic Projects Associate Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

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Head of Interest Rate and Currency Products Compliance Morgan Stanley not disclosed USA-NY-New York City 20 Nov 09

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Private Banking Compliance Officer Credit Suisse Competitive USA-NY-New York City 20 Nov 09

PB Compliance Officer

Investment Compliance Analyst Wellington Management Company, LLP Competitive USA-MA-Boston 20 Nov 09

Investment Compliance Analyst

Compliance Associate Not Disclosed competitive Greenwich, CT 19 Nov 09

A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The can...

Senior Auditor, Model Review and Validation Fannie Mae not disclosed USA-DC-Washington/Metro 19 Nov 09

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Compliance Officer - PIMCO (Newport Beach, CA) PIMCO competitive USA 18 Nov 09

TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Com...

Paralegal PIMCO DOE Newport Beach, CA, 92660 18 Nov 09

Pacific Investment Management Company (“PIMCO”) is looking for an Individual that will be responsible for assi...

Compliance Assistant for Broker Dealer and related Registered Investment Advisor Not Disclosed Full-time Permanent Position Greenwich, CT, 06830 18 Nov 09

Compliance assistant will assist CCO with all compliance and regulatory matters.

Fund Trade Compliance Officer Michael Page 150,000-200,000 Manhattan, NY, 10174 18 Nov 09

Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience ...

Attorney PIMCO DOE Newport Beach, CA, 92660 17 Nov 09

PIMCO is a leading institutional money manager with more than $940 billion in assets under management. We ...

Compliance Officer - Generalist Broker Dealer Michael Page $80,000 - $120,000 USA-CT-Greenwich 17 Nov 09

Our client is a U.S. based brokerage firm with a well established global presence.

Employment Counsel at International Investment Bank The Compliance Search Group LLC Based on Experience New York, NY 17 Nov 09

International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment la...

Derivatives Documentation Negotiator (LEGAL) Deutsche Bank Exempt Jacksonville, FL 17 Nov 09

**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**

Compliance Officer- Position Reporting AVP Deutsche Bank competitive/ DOE New York, NY, 10005 17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the wa...

Compliance Advisory - Bank Regulatory and Corporate Trust Deutsche Bank competitive/ DOE New York, NY, 10005 17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we d...

Compliance- Securities Surveillance and Investigations Analyst Deutsche Bank competitive/ DOE New York, NY, 10005 17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Attorney / Legal Counsel Lazard Asset Management Competitive - Commensurate with experien... Manhattan, NY, 10020 17 Nov 09

Lazard Asset Mananagement seeks Attorney to support the Firm's products and activites. Primary focus will be ...

Compliance Administrator Not Disclosed Competitive / DOE Santa Barbara, CA 17 Nov 09

Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candid...

Accounting Consultant Objective Paradigm Contract Chicago, IL, 60654 16 Nov 09

Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial service...

Compliance Analyst III BNY Mellon Asset Management negotiable Pittsburgh, PA 16 Nov 09

The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investm...

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