| MSFS - Due Diligence Questions Manager | Morgan Stanley not disclosed | Purchase, NY | 09 Feb 10 |
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See job description below
| Client Facing Sr. Contracts Attorney | BlackRock not disclosed | New York, NY | 09 Feb 10 |
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See job description below
| SOX Compliance Officer | BlackRock not disclosed | USA-NY-New York City | 09 Feb 10 |
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See job description below
| Senior Commodity Compliance Officer | Morgan Stanley not disclosed | Purchase, NY | 09 Feb 10 |
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See job description below
| Compliance - Brokerage and Bank Resources Management | Morgan Stanley not disclosed | New York, NY | 09 Feb 10 |
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See job description below
| Private Bank Branch Admin/Compliance VP | Not Disclosed 130/150 plus bonus | Houston, TX | 09 Feb 10 |
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Work with Regional Manager to fulfill supervisory requirements of branch office. Perform supervisory reviews o...
| Copy of Corporate Paralegal - Asset Managment | Robert Half International 60,000-75,000 | New York, NY, 10167 | 09 Feb 10 |
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Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...
| Accounting Manager III | Dell Inc. Competitive | Austin, TX | 09 Feb 10 |
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GENERAL SUMMARY: Dell Financial Services (Accounting Manager) Responsible for developing and maintaining finan...
| Audit Consultant | Dell Inc. Competitive | Austin, TX | 09 Feb 10 |
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This position is responsible for overseeing compliance to established internal controls and the identification...
| Collaborative Solutions MS Business Analyst - Northeast US | Dell Inc. Competitive | Boston, MA | 09 Feb 10 |
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Collaborative Solutions MS Business Analyst - Northeast US Dell Large Enterprise This is a remote home based p...
| Finance Senior Manager I | Dell Inc. Competitive | Austin, TX | 09 Feb 10 |
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Analyzes/evaluates financial plans, including actual and planned results. Frequently interacts with outside cu...
| Private Bank Branch Admin/Compliance VP | Not Disclosed 130/150 plus bonus | New York City, NY | 09 Feb 10 |
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Work with Regional Manager to fulfill supervisory requirements of branch office. Perform supervisory reviews o...
| Chief Compliance Officer - Private & Commercial Banking | Not Disclosed VERY Competitive | New York, NY, 10023 | 08 Feb 10 |
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We're a global, rapidly growing bank, with large offices in NY and Miami. We're seeking 2 Chiefs of complianc...
| Compliance Officer | UBS AG - Asset Management Commensurate w/ experience | Chicago, IL, 60607 | 08 Feb 10 |
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This role sits w/in UBS's Asset Management group located in Chicago. This appropriate professional must have ...
| Marketing Registered Principal | AllianceBernstein not disclosed | New York, NY | 08 Feb 10 |
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See job description below
| Fund and Investment Adviser Consultant | Vista360 Competitive | Milwaukee, WI | 08 Feb 10 |
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Vista360, a business consulting firm focused on assisting investment advisers and funds with compliance, opera...
| Institutional Brokerage Compliance Associate | Susquehanna International Group, LLP Commensurate with experience | New York City, NY | 08 Feb 10 |
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fixed income compliance corporate bonds
| Basel II Compliance Manager | Not Disclosed Base salary plus bonus | Chicago, IL, 60606 | 08 Feb 10 |
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* 8+ years of project management or internal audit experience. * Strong working knowledge of Basel II rules a...
| Alternative Investments Senior Compliance Officer | Credit Suisse Competitive | USA-NY-New York City | 08 Feb 10 |
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Senior Compliance Officer
| Paralegal | Société Générale - US Commensurate with experience | New York City, NY | 08 Feb 10 |
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The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...
| Private Banking Legal Counsel | Societe Generale Commensurate with experience | New York City, NY | 08 Feb 10 |
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The candidate will lead the Legal work stream of the SG Private Banking USA Platform implementation project. W...
| Fixed Income Compliance Officer | Societe Generale Commensurate with experience | New York City, NY | 08 Feb 10 |
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This position is in the US Legal and Compliance Department and is for a MARK (Global Markets) Compliance Offic...
| Fixed Income Counsel | Societe Generale Commensurate with experience | New York City, NY | 08 Feb 10 |
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We are seeking to hire an attorney with several years experience working on fixed income derivatives transacti...
| Sales and Trading Lawyer | Societe Generale Commensurate with experience | New York City, NY | 08 Feb 10 |
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We are seeking to hire an attorney with several years experience working on transactions involving the fixed i...
| Energy Senior Relationship Manager | Societe Generale Commensurate with experience | New York City, NY | 08 Feb 10 |
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SG's Energy and Natural Resources Group is a global division of Societe Generale's Corporate and Investment ba...
| Head of Compliance | Not Disclosed Commensurate with experience | New York, NY | 08 Feb 10 |
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International Bank located in midtown Manhattan is seeking Head of Compliance for the New York Branches respon...
| Derivatives Documentation Negotiator (LEGAL) | Deutsche Bank Exempt | Jacksonville, FL | 08 Feb 10 |
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**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
| 2 Positions, Private Bank Administrative Manager, New York and Houston | The Compliance Search Group LLC Based on Experience | New York, NY | 08 Feb 10 |
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Our client, the private banking division of an international firm, seeks 2 Private Bank Administrative Manager...
| Senior Compliance Analyst-AML | Citi not disclosed | Long Island City, NY | 08 Feb 10 |
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See job description below
| Equity & Fixed Income Compliance - Syndication, Capital Markets | The Compliance Search Group LLC $100,000 to $200,000 + | New York City, NY | 06 Feb 10 |
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Our client, a global investment banks seeks Compliance professionals with desk supervisory Equity and Debt Cap...