| Compliance Manager | National Australia Bank TBA | Australia-Melbourne | 23 Nov 09 |
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At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable succe...
| Head of Client Onboarding | Macquarie Information not provided | UK-London | 23 Nov 09 |
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This is a new role giving you the opportunity to work closely with key stake holders across our businesses to ...
| Regulatory Change Lawyer | Macquarie Information not provided | Australia-Sydney | 23 Nov 09 |
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Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is app...
| AML Operations Manager | Macquarie Information not provided | Australia-Sydney | 23 Nov 09 |
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An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Progr...
| Trade Surveillance Professional | Ambition Highly Competitive Salary Package | China-Hong Kong | 23 Nov 09 |
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Surveillance focused Core Compliance role with a leading International Bank
| Managing Director & RO | Matthew Hoyle Financial Markets Excellent remuneration | China-Hong Kong | 23 Nov 09 |
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Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their...
| Compliance – Equities Sales & Trading | ALS International Attractive | China-Hong Kong | 23 Nov 09 |
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Our client is a leading international investment bank.
| Juriste dans l'équipe Master Agreements (H/F) | CALYON Competitive | France-Paris | 22 Nov 09 |
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Juriste dans l'équipe Master Agreements (H/F)
| Risk Manager – Operational Risk | Profusion Group Excellent remuneration based on experien... | Australia-Sydney | 22 Nov 09 |
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Fantastic career opportunity
| Compliance Associate | Lazard Asset Management Competitive - commensurate with experien... | Manhattan, NY, 10020 | 22 Nov 09 |
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LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...
| Project/Programme Manager - Sanctions - Retail Banking | Aston Carter Market Rate | UK-London | 22 Nov 09 |
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Project/Programme Manager required for a business critical sanctions project for a group wide initiative in th...
| Head of Credit Risk Regulatory Reporting and Planning | Taylor Harrison Ltd £Competitive Package | UK-Yorkshire & The Humber | 22 Nov 09 |
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Our client, one of the world’s largest banks, seeks a Head of Credit Risk Regulatory Reporting and Planning fo...
| Head of Risk Model Governance | Taylor Harrison Ltd Six figure basic plus bonus and benefits | UK-London | 22 Nov 09 |
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Our client, one of the world’s largest banks, seeks a Head of Risk Model Governance for its International divi...
| Investment Compliance Analyst | Wellington Management Company, LLP Competitive | USA-MA-Boston | 22 Nov 09 |
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Investment Compliance Analyst
| Regulatory Analyst | Wellington Management Company, LLP Competitive | China-Hong Kong | 22 Nov 09 |
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Regulatory Analyst
| Risk Analyst - Asset Management - Latentzero - London/City | Saul & Partners Up to £45K + Bonus + Benefits | UK-London | 21 Nov 09 |
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Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment manage...
| SENIOR MANAGER - PRUDENTIAL TEAM | Incarter International Ltd Excellent for the best candidates. | UK-London | 21 Nov 09 |
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Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to...
| Chief Compliance Officer - Global Investment Advisor | Capstone Investment Advisors, LLC Salary plus Bonus | New York, NY, 10005 | 20 Nov 09 |
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Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
| Compliance & AML Officer | Maxis Securities Ltd Plus Benefits | UK-London | 20 Nov 09 |
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A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Comp...
| Syndication Specialist/Paralegal | RBC competative | USA-OH-Cleveland | 20 Nov 09 |
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Syndication Specialist
| Institutional Brokerage Compliance Associate | Susquehanna International Group, LLP Commensurate with experience | USA-NY-New York City | 20 Nov 09 |
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fixed income compliance corporate bonds
| Fixed Income Compliance Analyst | Morgan Stanley not disclosed | USA-NY-White Plains | 20 Nov 09 |
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See job description below
| Alternatives Investment Group and Structured Investments Compliance | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Compliance Assessment - Analyst | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Head of Operations Compliance | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Fixed Income Regulatory Oversight/Surveillance Officer | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Sales and Trading Compliance Strategic Projects Associate | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Head of Interest Rate and Currency Products Compliance | Morgan Stanley not disclosed | USA-NY-New York City | 20 Nov 09 |
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See job description below
| Operational Support & Transfer Pricing Manager - Oil Trading | Cameron Kennedy £53,000 - £60,000 + Bonus + Benefits | UK-London | 20 Nov 09 |
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You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data ca...