| Compliance Manager | National Australia Bank TBA | Australia-Melbourne | 08 Nov 09 |
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At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable succe...
| Head of Control Room Hong Kong | Macquarie Information not provided | China-Hong Kong | 08 Nov 09 |
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Head of Control Room Asia within the Risk Management Group in Hong Kong, requiring liaison with all operating...
| Financial Services Lawyer - Equities | Macquarie Information not provided | Australia-Sydney | 08 Nov 09 |
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Macquarie Securities is seeking an experienced Financial Services Lawyer for its Legal Structuring Team based ...
| Regulatory Change Lawyer | Macquarie Information not provided | Australia-Sydney | 08 Nov 09 |
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Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is app...
| AML Operations Manager | Macquarie Information not provided | Australia-Sydney | 08 Nov 09 |
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An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Progr...
| Regulatory Analyst | Wellington Management Company, LLP Competitive | China-Hong Kong | 08 Nov 09 |
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Regulatory Analyst
| Large Shareholder Reporting Compliance | McGregor Boyall £Competitive | Japan-Tokyo | 06 Nov 09 |
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A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Bas...
| Compliance Head - Corporate Finance, Asset Management, Brokerage | SearchAsia Hong Kong Open | China-Hong Kong | 06 Nov 09 |
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Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
| Head of Legal | Talent2 (HK) Attractice Remuneration | China-Hong Kong | 06 Nov 09 |
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Head of Legal position for highly regarded financial services organisation.
| In-house Lawyer - Wealth Management | UBS AG Competitive | Singapore | 06 Nov 09 |
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An exciting opportunity has arisen to join UBS as an In-house Lawyer - Wealth Management
| Head of Control Room | Talent2 (HK) Attractive Remuneration | China-Hong Kong | 06 Nov 09 |
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Responsible for the development and implementation of appropriate compliance process, systems and controls for...
| Compliance Manager, Consumer Banking & Wealth Management | Global Associates 55,000 - 70,000 | China-Hong Kong | 06 Nov 09 |
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Our client is an international bank. It is looking for a dynamic compliance professional with good wealth mana...
| Senior Manager - Legal and Compliance | Hays Banking Hong Kong Excellent Remuneration Package | China-Hong Kong | 06 Nov 09 |
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Daily front office monitoring for the business. Performing post-transaction surveillance. Managing a small t...
| Compliance & Legal Assistant | Hays Banking Hong Kong Attraction Salary Package | China-Hong Kong | 06 Nov 09 |
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Leading US hedge fund is looking to secure a new Legal and Compliance Assistant to provide legal & compliance ...
| Legal Counsel - Investment Bank ( 2/3 Years + PQE) | Legal Futures (HK) Limited Above Market | China-Hong Kong | 06 Nov 09 |
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Our client is well respected and dynamic European Investment Bank and they are presently seeking an additional...
| Internal Audit Manager | Morgan McKinley Negotiable depending on experience | China-Hong Kong | 06 Nov 09 |
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Our Client, a Financial Instituition, is looking for Audit Managers
| Senior Manager - Compliance | Morgan McKinley Competetive | China-Hong Kong | 06 Nov 09 |
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A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have busine...
| Legal Director, Singapore | ALS International Attractive | Singapore | 06 Nov 09 |
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Our client is an international asset management firm who offers global investment management expertise through...
| Senior Lawyer | ASIC EL 2 | Australia-Melbourne | 06 Nov 09 |
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Drive change in the new Credit Deterrence Team
| Senior Investigator | ASIC EL 2 | Australia-Brisbane | 06 Nov 09 |
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Take action and enforce new credit legislation
| EL1 Investigator | ASIC EL 1 | Australia-Hobart | 06 Nov 09 |
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Join the team and undertake criminal and civil investigations
| Lawyer - Executive Level 1 | ASIC EL 1 | Australia-Sydney | 06 Nov 09 |
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Work on high profile matters which regulate Australia’s financial markets
| Investigator - Executive Level 1 | ASIC EL 1 | Australia-Sydney | 06 Nov 09 |
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Obtain and analyse evidence of financial misconduct
| AVP/ VP Surveillance | Talent2 (HK) Attractive Remuneration | China-Hong Kong | 06 Nov 09 |
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The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with law...
| Compliance - Asset Management | Legal Futures (HK) Limited Above Market | China-Hong Kong | 06 Nov 09 |
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Our client is a market leading asset management company and they are currently seeking for a compliance office...
| COMPLIANCE MANAGER | Recruitment Intelligence Consultants Limited Competitive package | China-Hong Kong | 06 Nov 09 |
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A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position ...
| Senior Manager, Compliance - Life Insurance | Hays Insurance Hong Kong Competitive package + benefits | China-Hong Kong | 06 Nov 09 |
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This new and exciting opportunity for a compliance professional to join a growing life office and endeavour to...
| Compliance Manager (Investment Bank) | Elite Global Partners Competitive | Singapore | 06 Nov 09 |
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A small boutique Asian Investment and Securities firm is looking to fill the position of Compliance Manager. ...
| AVP/VP Head of Credit Policy and Risk Analytics | WH Marks Sattin Negotiable on Experience | Singapore | 06 Nov 09 |
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Head of Credit Policy, Operational Risk and Risk Analytics within Top-Tier Bank (Consumer)
| Compliance Officer | Hudson Singapore Attractive remuneration | Singapore | 06 Nov 09 |
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Our client is an established hedge fund with headquarter in Asia and have just opened its Singapore office as ...