eFinancialCareers

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Accouting/Compliance/Credit Opportunities	APA International Placement Consultants, LLC to $80K	New York, NY, 10176	13 Nov 09

**PLEASE SEND YOUR RESUME WITH SALARY REQUIREMENTS TO RON@APAINTL.COM**

Paralegal/Transactional Documentation Negotiator	Barclays Global Investors (US) Market Competitive	San Francisco, CA, 94105	10 Nov 09

The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation...

Director, Compliance Officer – Fixed Income Trading	Barry Shoot & Associates 150K - 175K Base + Bonus	New York City, NY	24 Nov 09

The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets i...

Compliance Analyst III	BNY Mellon Asset Management negotiable	Pittsburgh, PA	16 Nov 09

The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investm...

Compliance Officer II	BNY Mellon Asset Management negotiable	Boston, MA, 02108	16 Nov 09

Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated f...

Chief Compliance Officer - Global Investment Advisor	Capstone Investment Advisors, LLC Salary plus Bonus	New York, NY, 10005	20 Nov 09

Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

Private Banking Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	23 Nov 09

PB Compliance Officer

Compliance- Regulatory Securities Operations	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Compliance -Asset Management	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way ...

Derivatives Documentation Negotiator (LEGAL)	Deutsche Bank Exempt	Jacksonville, FL	23 Nov 09

**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**

Compliance- Securities Surveillance and Investigations Analyst	Deutsche Bank competitive/ DOE	New York, NY, 10005	23 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Credit Analyst	DNA Search and Selection Excellent plus superb bonus and benefits	USA-TX-Houston	15 Oct 09

My client a top tier investment bank and trading company are currently expanding their global operations and s...

Director of Equities Compliance	Howard-Sloan Professional Search salary plus bonus	New York, NY, 10016	16 Oct 09

The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing complia...

Product Controller, counterparty credit	Huxley Associates $ 150+	USA-NY-New York City	13 Nov 09

Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product ...

Compliance Associate	Lazard Asset Management Competitive - commensurate with experien...	Manhattan, NY, 10020	22 Nov 09

LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...

VP- Bank Regulatory Compliance	Marcus & Associates 140-180k with performance based bonus	New York, NY, 10036	20 Oct 09

Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company ...

Compliance Officer - Portuguese/Spanish Speaking	Michael Page 120,000-200,000	Manhattan, NY, 10174	24 Nov 09

International financial institution seeks a Compliance Officer for its New York broker-dealer. The position wi...

Mid Level Hedge Fund Compliance	Michael Page 125,000 -170,000	Greenwich, CT, 06830	23 Nov 09

Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years o...

Compliance Officer - Generalist Broker Dealer	Michael Page $80,000 - $120,000	USA-CT-Greenwich	17 Nov 09

Our client is a U.S. based brokerage firm with a well established global presence.

Senior Manager Risk Services	Michael Page Base Salary + Bonus	Canada-QC-Montreal	18 Nov 09

Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Busine...

Compliance Technical Business Analyst/Programmer	Michael Page International Base Salary and Bonus	New York, NY, 10174	23 Nov 09

Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provid...

AVP - Compliance Surveillance	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesDepartment: Compliance. Moody's Compliance Department operates globally and covers MIS, MA and...

AVP Compliance - Technology	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesThe Role The AVP Compliance Officer will work for an entity operating in an evolving global re...

AVP - Compliance	Moody's Corporation Not Specified	USA-NY-New York City	11 Nov 09

ResponsibilitiesDepartment: Moody's compliance function operates globally to provide compliance support, guida...

Fixed Income Compliance Analyst	Morgan Stanley not disclosed	USA-NY-White Plains	24 Nov 09

See job description below

Alternatives Investment Group and Structured Investments Compliance	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

See job description below

Compliance Assessment - Analyst	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

See job description below

Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

See job description below

Head of Operations Compliance	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

See job description below

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