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Investment Compliance Analyst	Wellington Management Company, LLP Competitive	USA-MA-Boston	25 Nov 09

Investment Compliance Analyst

Director, Compliance Officer – Fixed Income Trading	Barry Shoot & Associates 150K - 175K Base + Bonus	New York City, NY	24 Nov 09

The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets i...

Compliance Officer - Portuguese/Spanish Speaking	Michael Page 120,000-200,000	Manhattan, NY, 10174	24 Nov 09

International financial institution seeks a Compliance Officer for its New York broker-dealer. The position wi...

Fixed Income Compliance Analyst	Morgan Stanley not disclosed	USA-NY-White Plains	24 Nov 09

See job description below

Alternatives Investment Group and Structured Investments Compliance	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

See job description below

Compliance Assessment - Analyst	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

See job description below

Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

See job description below

Head of Operations Compliance	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

See job description below

Syndication Specialist/Paralegal	RBC competative	USA-OH-Cleveland	24 Nov 09

Syndication Specialist

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	24 Nov 09

fixed income compliance corporate bonds

Compliance- Regulatory Securities Operations	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Distressed Debt & Special Situations Compliance Officer	The Compliance Search Group LLC Upon Experience	Los Angeles, CA	24 Nov 09

A division of a global bank seeks a Compliance Officer.

Compliance Administrator	Not Disclosed Competitive / DOE	Santa Barbara, CA	24 Nov 09

Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candid...

Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Compliance -Asset Management	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way ...

Mid Level Hedge Fund Compliance	Michael Page 125,000 -170,000	Greenwich, CT, 06830	23 Nov 09

Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years o...

Derivatives Documentation Negotiator (LEGAL)	Deutsche Bank Exempt	Jacksonville, FL	23 Nov 09

**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**

Compliance- Securities Surveillance and Investigations Analyst	Deutsche Bank competitive/ DOE	New York, NY, 10005	23 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Equity Derivatives Lawyer	Société Générale - US Commensurate with experience	New York City, NY	23 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Paralegal	Société Générale - US Commensurate with experience	New York City, NY	23 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Compliance Officer - PIMCO (Newport Beach, CA)	PIMCO competitive	USA	23 Nov 09

TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Com...

Paralegal	PIMCO DOE	Newport Beach, CA, 92660	23 Nov 09

Pacific Investment Management Company (“PIMCO”) is looking for an Individual that will be responsible for assi...

Attorney	PIMCO DOE	Newport Beach, CA, 92660	23 Nov 09

PIMCO is a leading institutional money manager with more than $940 billion in assets under management. We ...

Compliance Technical Business Analyst/Programmer	Michael Page International Base Salary and Bonus	New York, NY, 10174	23 Nov 09

Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provid...

Private Banking Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	23 Nov 09

PB Compliance Officer

Compliance Associate	Lazard Asset Management Competitive - commensurate with experien...	Manhattan, NY, 10020	22 Nov 09

LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...

Chief Compliance Officer - Global Investment Advisor	Capstone Investment Advisors, LLC Salary plus Bonus	New York, NY, 10005	20 Nov 09

Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

Compliance Associate	Not Disclosed competitive	Greenwich, CT	19 Nov 09

A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The can...

Compliance Assistant for Broker Dealer and related Registered Investment Advisor	Not Disclosed Full-time Permanent Position	Greenwich, CT, 06830	18 Nov 09

Compliance assistant will assist CCO with all compliance and regulatory matters.

Senior Manager Risk Services	Michael Page Base Salary + Bonus	Canada-QC-Montreal	18 Nov 09

Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Busine...

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