| Investment Compliance Analyst | Wellington Management Company, LLP Competitive | USA-MA-Boston | 08 Nov 09 |
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Investment Compliance Analyst
| Regulatory Compliance Analyst | Wellington Management Company, LLP Competitive | USA-MA-Boston | 08 Nov 09 |
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Regulatory Compliance Analyst
| Institutional Brokerage Compliance Associate | Susquehanna International Group, LLP Commensurate with experience | USA-NY-New York City | 06 Nov 09 |
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fixed income compliance corporate bonds
| Compliance Assessment - Associate | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Fixed Income Regulatory Oversight/Surveillance Officer | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Sales and Trading Compliance Strategic Projects Associate | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Head of Interest Rate and Currency Products Compliance | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Vice President - Operational Risk - CRM | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Executive Director - Operational Risk - CRM | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Vice President - Operational Risk - Policy Governance | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| AVP - Compliance | Moody's Corporation Not Specified | USA-NY-New York City | 06 Nov 09 |
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ResponsibilitiesDepartment: Moody's compliance function operates globally to provide compliance support, guida...
| Private Banking Compliance Officer | Credit Suisse Competitive | USA-NY-New York City | 06 Nov 09 |
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PB Compliance Officer
| Senior Auditor, Model Review and Validation | Fannie Mae not disclosed | USA-DC-Washington/Metro | 21 Oct 09 |
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See job description below
| Compliance Manager | National Australia Bank TBA | Australia-Melbourne | 08 Nov 09 |
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At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable succe...
| FSA COMPLIANCE CONSULTANT | Reed Finance 50k - 60k | UK-London | 08 Nov 09 |
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Our client is a specialist compliance consultancy who provides support services to organisations seeking autho...
| Head of Control Room Hong Kong | Macquarie Information not provided | China-Hong Kong | 08 Nov 09 |
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Head of Control Room Asia within the Risk Management Group in Hong Kong, requiring liaison with all operating...
| Head of Client Onboarding | Macquarie Information not provided | UK-London | 08 Nov 09 |
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This is a new role giving you the opportunity to work closely with key stake holders across our businesses to ...
| Financial Services Lawyer - Equities | Macquarie Information not provided | Australia-Sydney | 08 Nov 09 |
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Macquarie Securities is seeking an experienced Financial Services Lawyer for its Legal Structuring Team based ...
| Regulatory Change Lawyer | Macquarie Information not provided | Australia-Sydney | 08 Nov 09 |
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Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is app...
| AML Operations Manager | Macquarie Information not provided | Australia-Sydney | 08 Nov 09 |
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An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Progr...
| Internal Audit Manager - Dublin South - Perm | CareerCompass Basic + package | Ireland-Dublin | 08 Nov 09 |
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Internal Audit Manager required for high profile European company, with headquarters in Dublin South.
| SENIOR MANAGER - PRUDENTIAL TEAM | Incarter International Ltd Excellent for the best candidates. | UK-London | 08 Nov 09 |
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Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to...
| Head of Credit Risk Regulatory Reporting and Planning | Taylor Harrison Ltd £Competitive Package | UK-Yorkshire & The Humber | 08 Nov 09 |
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Our client, one of the world’s largest banks, seeks a Head of Credit Risk Regulatory Reporting and Planning fo...
| Head of Risk Model Governance | Taylor Harrison Ltd Six figure basic plus bonus and benefits | UK-London | 08 Nov 09 |
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Our client, one of the world’s largest banks, seeks a Head of Risk Model Governance for its International divi...
| Chief Operating Officer | Sequoia Consulting Commensurate with experience and ambitio... | UK-South East | 08 Nov 09 |
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Responsible for leadership, management and business direction of operational resources, delivering high standa...
| Legal Counsel – Family Office | Robert Half Middle East Attractive Salary | UAE-Dubai | 08 Nov 09 |
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Our client is a multi-client Sovereign-affiliated private investment office within the Dubai International Fin...
| Regulatory Analyst | Wellington Management Company, LLP Competitive | China-Hong Kong | 08 Nov 09 |
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Regulatory Analyst
| Project/Programme Manager - Sanctions - Retail Banking | Aston Carter Market Rate | UK-London | 07 Nov 09 |
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Project/Programme Manager required for a business critical sanctions project for a group wide initiative in th...
| LAWYER | Cameron Kennedy Resources Ltd. circa £100,000 plus bonus + benefits | UK-South East | 07 Nov 09 |
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This is an exciting prospect for a commercially minded and ambitious lawyer within a continually growing, lon...