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Institutional Brokerage Compliance Associate Susquehanna International Group, LLP Commensurate with experience USA-NY-New York City 24 Nov 09

fixed income compliance corporate bonds

Fixed Income Compliance Analyst Morgan Stanley not disclosed USA-NY-White Plains 24 Nov 09

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Alternatives Investment Group and Structured Investments Compliance Morgan Stanley not disclosed USA-NY-New York City 24 Nov 09

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Compliance Assessment - Analyst Morgan Stanley not disclosed USA-NY-New York City 24 Nov 09

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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Morgan Stanley not disclosed USA-NY-New York City 24 Nov 09

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Head of Operations Compliance Morgan Stanley not disclosed USA-NY-New York City 24 Nov 09

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Investment Compliance Analyst Wellington Management Company, LLP Competitive USA-MA-Boston 24 Nov 09

Investment Compliance Analyst

Private Banking Compliance Officer Credit Suisse Competitive USA-NY-New York City 23 Nov 09

PB Compliance Officer

Product Controller, counterparty credit Huxley Associates $ 150+ USA-NY-New York City 13 Nov 09

Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product ...

AVP - Compliance Surveillance Moody's Corporation Not Specified USA-NY-New York City 13 Nov 09

ResponsibilitiesDepartment: Compliance. Moody's Compliance Department operates globally and covers MIS, MA and...

AVP Compliance - Technology Moody's Corporation Not Specified USA-NY-New York City 13 Nov 09

ResponsibilitiesThe Role The AVP Compliance Officer will work for an entity operating in an evolving global re...

AVP - Compliance Moody's Corporation Not Specified USA-NY-New York City 11 Nov 09

ResponsibilitiesDepartment: Moody's compliance function operates globally to provide compliance support, guida...

Compliance Manager National Australia Bank TBA Australia-Melbourne 24 Nov 09

At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable succe...

Hong Kong - Business Operational Risk Manager Macquarie Information not provided China-Hong Kong 24 Nov 09

Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.

Regulatory Change Lawyer Macquarie Information not provided Australia-Sydney 24 Nov 09

Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is app...

AML Operations Manager Macquarie Information not provided Australia-Sydney 24 Nov 09

An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Progr...

Compliance Manager Citifocus £Negotiable UK-South East 24 Nov 09

Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset m...

Head of AntiFinancial Crime - Exclusive Role JCW Search £competitive daily rate UK-London 24 Nov 09

Interim Position Initially - 3 month contract with possibility of extension - considerable responsibility for ...

Financial Promotions Compliance Contract - Global Investment Bank JCW Search ~£40-£60k UK-London 24 Nov 09

6 month contract - interviews available at short notice - newly created retail team within global investment b...

Head of Compliance and Legal, Commercial Banking Stevenson James Search & Selection Competitve Salary + Bonus UK-London 24 Nov 09

My client occupies a niche space within commercial banking, lending to small businesses within the technology ...

Compliance Executive FK International Financial Search and Selection NEG Ireland-Dublin 24 Nov 09

Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance c...

Risk Manager Cotter Personnel Pension Ireland-Dublin 24 Nov 09

Risk ManagerThis is a new role with a Financial Services provider that has a reinsurance operation here in Dub...

Senior Compliance Advisor MW Search Competitive UK-London 24 Nov 09

As part of a specialist compliance function, this highly visible role performs a valuable part in working with...

Head of Control Room MW Search Competitive UK-London 24 Nov 09

Establish, develop and manage the banks Control Room as part of a specialist compliance function, created to p...

Finance Business Analyst Morgan Stanley Competitive UK-London 24 Nov 09

Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new ...

Business Development, Trust AP Group NA UK-London 24 Nov 09

Source and introduce new business through relationships with clients and/or intermediaries, achieving sales ta...

Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm) Not Disclosed GBP 50-60k pro rata UK-London 24 Nov 09

Our client is a major natural resources focused boutique investment bank, looking for immediate corporate fina...

Risk Analyst - Asset Management - Latentzero - London/City Saul & Partners Up to £45K + Bonus + Benefits UK-London 24 Nov 09

Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment manage...

Actuarial Project Director - Life/Non-Life Actuary Hanover Search and Selection Limited circa £120,000 UK-London 24 Nov 09

* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory aut...

Project Manager Not Disclosed Competitive UK-London 24 Nov 09

Project Manager with software implementation experience

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