Banking jobs, finance careers, Compliance / Legal jobs & financial recruitment. Browse Compliance / Legal jobs in the Singapore & apply online

Job Search
Search
Advanced
Post Your Resume

Compliance / Legal


In this sector, we list all legal and compliance jobs for finance professionals. Compliance roles exist to make sure banks, asset managers, hedge funds, insurance companies and any other forms of financial services firms obey the regulations required by the law of the country in which they are operating. Compliance professionals check with front office employees on the business side of the organization to guarantee any regulatory requirements are met. They also train salespeople, traders, M&A bankers and other financial services employees on the expectations of national and supranational regulators.

Regulatory jobs in financial services and investment banks can be in one of a number of categories, including:

Sales and trading compliance - This position requires working closely with salespeople and traders in a bank to check that their activities comply with any requirements of a local regulator. Sales and trading compliance professionals are usually product specialists. They may specialize in areas such as bonds, equities or derivatives.

Control room compliance - This position includes maintaining a bank's restricted list (which restricts confidential information to specific people), checking that Chinese Walls are upheld and monitoring for unusual or alarming dealing activity. If a certain employee is placed on a "stop and watch" list, the control room compliance team check to make sure they're stopped and watched.

Monitoring and surveillance - People working in this category study specific behavior and trading transactions that could demonstrate fraudulent activity. They check for activities such as insider dealing or any manipulation of markets across the exchanges.

Anti-money laundering (AML) - These professionals are responsible for preventing money laundering, which is when the profits of illegal activities are made to appear legitimate.

Asset managers, retail banks, insurance companies and hedge funds hire compliance staff as well. The global financial crisis has increased regulation of many different types of financial services firm. As a result, compliance has become much more important. In addition to listing jobs for compliance officers, compliance managers and senior compliance professionals from compliance recruitment agencies in the categories listed above, this section contains listings for jobs at actual financial services regulatory bodies such as the SEC. Many jobs revolve around enforcing these regulations.

Banks and other financial services companies also employ lawyers or attorneys and paralegals to check that their documentation and contracts comply with established law. As such, this sector also lists these legal financial jobs.

Show more » « Show less

Showing 1-30 of 101 jobs
Senior Credit Risk Analyst Michael Page Banking Singapore Attractive Remuneration Singapore 22 May 12

A great opportunity to further your credit risk exposure in a top tier commodities firm with promising career ...

AML - AVP - KYC - Wealth Management Astbury Marsden International S$90000 - S$130000 per annum Singapore 22 May 12

AML - AVP - KYC - Wealth Management - Singapore Wealth Management Institution currently have an immediate hire...

Sales and Marketing Manager, Auto Business Citibank Competitive Singapore 22 May 12

The Sales and Marketing Manager, Auto Business is required to manage the Autoshield telesales team in achievin...

Balance Sheet & Processes Controller Citibank Competitive Singapore 22 May 12

As the Balance Sheet & Processes Controller, candidate should ensure Balance Sheet Sanity of all accounts owne...

Regional GCG AML Compliance Officer Citibank Competitive Singapore 22 May 12

The Regional GCG AML Compliance Officer (Regional GCG AMLCO) assists the Regional GCG AML Compliance Head in c...

Executive Assistant / Business Manager UBS AG Competitive Singapore 22 May 12

An exciting opportunity has arisen to join UBS as an Executive Assistant / Business Manager.

Compliance Officer, WM - Special Markets and Controls UBS AG Competitve Singapore 22 May 12

An exciting opportunity has arisen to join UBS as a Compliance Officer, WM - Special Markets and Controls.

Legal Counsel Morgan McKinley (SG) Competitive Singapore 22 May 12

My client is a very well reputed healthcare company that is currently seeking a legal counsel to join their ex...

Associate/Senior Associate, Client On-boarding and AML Compliance (Private Banking) Kerry Consulting Pte Ltd (Licence No. 03C4828) Attractive Remuneration Singapore 22 May 12

Our client is a major regional private bank and has received outstanding accolades consecutively in recent yea...

Senior Manager - Compliance (Asset Management) Kerry Consulting Pte Ltd (Licence No. 03C4828) Competitive Reumeration Singapore 22 May 12

Major Asset Management Firm looking to hire Compliance Manager due to continued growth

VP, Compliance (Consumer & Wealth) Kerry Consulting Pte Ltd (Licence No. 03C4828) Attractive Remuneration Singapore 22 May 12

Reporting to the Singapore Head of Compliance, you will support the bank's consumer and wealth businesses

VP, AML & Sanctions Kerry Consulting Pte Ltd (Licence No. 03C4828) Attractive Remuneration Singapore 22 May 12

Challenging role where you will provide leadership to promote compliance with the bank's Anti-Money-Laundering...

Legal Counsel, Asia Kerry Consulting Pte Ltd (Licence No. 03C4828) Attractive Remuneration Singapore 22 May 12

Reporting to the Asia Head of Legal, you will responsible for providing commercial legal advice and support fo...

Senior Compliance Officer - Dubai Kerry Consulting Pte Ltd (Licence No. 03C4828) Competitive Market Remuneration Singapore 22 May 12

• Major Commercial Bank • New Branch License in Dubai • Part of Pioneer Team • Mandarin speaking skills is ...

VP- Compliance, Global Investment Bank Profile Search & Selection bonus Singapore 22 May 12

My client is global investment bank with offices around the globe. Its regional headquarters are in Singapore ...

Legal Counsel (8-12 yrs pqe) Singapore Hughes-Castell (Hong Kong) Limited Excellent Salary Singapore 22 May 12

This world famous brand & widely-used financial services provider is seeking a senior lawyer to be a vital par...

Privacy Law & Data Protection Counsel (5+ yrs pqe) Singapore Hughes-Castell (Hong Kong) Limited Excellent Salary + Benefits Singapore 22 May 12

This world famous, widely-used financial services provider is seeking a dynamic lawyer to oversee a range of l...

Compliance| AML | SEA - Singapore Selby Jennings Singapore (Licence No. 11S3033) $6-7k SGD + benefits + bonus Singapore 22 May 12

Top Japanese Bank seeks to hire a Compliance Analyst to oversee AML and CFT.

AML Quality Assurance Analyst The Royal Bank of Scotland PLC Competitive Singapore 22 May 12

The primary purpose of this role is to cover and perform Quality Assurance / Management work across AML Operat...

VP / Director – Corporate Trustee / Fiduciary Management Kerry Consulting Pte Ltd (Licence No. 03C4828) Base + Excellent Bonus Singapore 21 May 12

• Major Custody & Trustee Services Firm • Singapore Lead Role • Competitive Remuneration

Manager Internal Control Robert Half Singapore Competitive Singapore 21 May 12

Internal Control opportunity for a Global financial institution. 3 years related experience in internal contro...

Asia Pacific Compliance Testing Group, Associate - Singapore Goldman Sachs Competitive Singapore 21 May 12

The Goldman Sachs Group is a leading global financial services firm providing investment banking, securities a...

Compliance Division, Goldman Sachs Asset Management (GSAM) Compliance, Analyst / Associate - Singapore Goldman Sachs Competitive Singapore 21 May 12

The Goldman Sachs Group is a leading global financial services firm providing investment banking, securities a...

Head of Compliance (SEA-15+ yrs) - Fin. Services - Singapore Taylor Root Singapore Market Singapore 21 May 12

Our client is a global financial services/e-commerce business heavyweight, and they currently seek an experien...

VP, Legal - Bank (>8 yrs pqe) Singapore Hughes-Castell (Hong Kong) Limited Excellent Salary + Benefits Singapore 21 May 12

Our client, a well-reputed European Bank with stable growth plans, is looking for a Legal Counsel join their t...

AML/Surveillance Compliance (5-mth contract) - Private Bank - Singapore Taylor Root Singapore Market Singapore 21 May 12

Our client is one of the largest European banking groups with a well-established private banking business in S...

Singapore Compliance Manager ALS International Attractive Singapore 21 May 12

Our client, a US based investment management company, is seeking a compliance manager for its Singapore office...

Legal Counsel, Technology Law ALS International Attractive Singapore 21 May 12

Our client is an international investment bank and they are currently seeking two experienced Legal Counsel, ...

Insurance Legal Counsel (3-5 yrs pqe) Singapore Hughes-Castell (Hong Kong) Limited Excellent Singapore 21 May 12

Advise on a variety of general insurance and commercial matters at this boutique insurance company.

Compliance Manager (5 yrs pqe) Singapore Hughes-Castell (Hong Kong) Limited Excellent Singapore 21 May 12

A leading growth funds management institution is seeking an experienced compliance professional to oversee all...

Create an email alert for the latest jobs matching this search Compliance / Legal, Singapore
Create email alert RSS

Sponsored jobs

Site Information

eFinancialCareers is a Dice Holdings, Inc. company. Dice Holdings, Inc. is a publicly traded company listed on the New York Stock Exchange (Ticker: DHX)