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Mid Level Hedge Fund Compliance	Michael Page 125,000 -170,000	Greenwich, CT, 06830	23 Nov 09

Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years o...

Compliance Associate	Not Disclosed competitive	Greenwich, CT	19 Nov 09

A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The can...

Compliance Assistant for Broker Dealer and related Registered Investment Advisor	Not Disclosed Full-time Permanent Position	Greenwich, CT, 06830	18 Nov 09

Compliance assistant will assist CCO with all compliance and regulatory matters.

Compliance Officer - Generalist Broker Dealer	Michael Page $80,000 - $120,000	USA-CT-Greenwich	17 Nov 09

Our client is a U.S. based brokerage firm with a well established global presence.

3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance	The Compliance Search Group LLC Upon experience	New York City, NY	25 Nov 09

Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance.

Fixed Income Compliance Analyst	Morgan Stanley not disclosed	USA-NY-White Plains	25 Nov 09

See job description below

Alternatives Investment Group and Structured Investments Compliance	Morgan Stanley not disclosed	USA-NY-New York City	25 Nov 09

See job description below

Compliance Assessment - Analyst	Morgan Stanley not disclosed	USA-NY-New York City	25 Nov 09

See job description below

Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	25 Nov 09

See job description below

Head of Operations Compliance	Morgan Stanley not disclosed	USA-NY-New York City	25 Nov 09

See job description below

Private Banking Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	25 Nov 09

PB Compliance Officer

Alternative Investments Senior Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	25 Nov 09

Senior Compliance Officer

Director, Compliance Officer – Fixed Income Trading	Barry Shoot & Associates 150K - 175K Base + Bonus	New York City, NY	24 Nov 09

The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets i...

Compliance Officer - Portuguese/Spanish Speaking	Michael Page 120,000-200,000	Manhattan, NY, 10174	24 Nov 09

International financial institution seeks a Compliance Officer for its New York broker-dealer. The position wi...

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	24 Nov 09

fixed income compliance corporate bonds

Compliance- Regulatory Securities Operations	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Compliance -Asset Management	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way ...

Equity Derivatives Lawyer	Société Générale - US Commensurate with experience	New York City, NY	23 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Paralegal	Société Générale - US Commensurate with experience	New York City, NY	23 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Compliance Technical Business Analyst/Programmer	Michael Page International Base Salary and Bonus	New York, NY, 10174	23 Nov 09

Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provid...

Compliance Associate	Lazard Asset Management Competitive - commensurate with experien...	Manhattan, NY, 10020	22 Nov 09

LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...

Chief Compliance Officer - Global Investment Advisor	Capstone Investment Advisors, LLC Salary plus Bonus	New York, NY, 10005	20 Nov 09

Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

Employment Counsel at International Investment Bank	The Compliance Search Group LLC Based on Experience	New York, NY	17 Nov 09

International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment la...

Legal Documentation (ISDA) Negotiator – Investment Bank New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.

Product Controller, counterparty credit	Huxley Associates $ 150+	USA-NY-New York City	13 Nov 09

Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product ...

Compliance Officer	Robert Half International Base and Bonus	New York, NY, 10167	13 Nov 09

Compliance Officer-Asset Management-40 ACT

AVP - Compliance Surveillance	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesDepartment: Compliance. Moody's Compliance Department operates globally and covers MIS, MA and...

AVP Compliance - Technology	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesThe Role The AVP Compliance Officer will work for an entity operating in an evolving global re...

Director Regulatory Compliance	The Forum Group Base salary, bonus and benefits.	New York, NY, 10016	11 Nov 09

Our client, a global investment bank seeks a Director level compliance professional specifically focused on ba...

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