eFinancialCareers

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Fixed Income Compliance Analyst	Morgan Stanley not disclosed	USA-NY-White Plains	24 Nov 09

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Alternatives Investment Group and Structured Investments Compliance	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

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Compliance Assessment - Analyst	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

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Head of Operations Compliance	Morgan Stanley not disclosed	USA-NY-New York City	24 Nov 09

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Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Compliance -Asset Management	Deutsche Bank competitive/ DOE	New York, NY, 10005	24 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way ...

Broker Dealer Compliance Officer	Michael Page 120,000 - 250,000	Manhattan, NY, 10174	23 Nov 09

Leading Global Bank/Broker-Dealer is looking for a mid to senior level compliance officer. The candidate shoul...

Mid Level Hedge Fund Compliance	Michael Page 125,000 -170,000	Greenwich, CT, 06830	23 Nov 09

Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years o...

Compliance Advisory - Bank Regulatory and Corporate Trust	Deutsche Bank competitive/ DOE	New York, NY, 10005	23 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we d...

Compliance- Securities Surveillance and Investigations Analyst	Deutsche Bank competitive/ DOE	New York, NY, 10005	23 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	23 Nov 09

fixed income compliance corporate bonds

Equity Derivatives Lawyer	Société Générale - US Commensurate with experience	New York City, NY	23 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Paralegal	Société Générale - US Commensurate with experience	New York City, NY	23 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Compliance Technical Business Analyst/Programmer	Michael Page International Base Salary and Bonus	New York, NY, 10174	23 Nov 09

Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provid...

Private Banking Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	23 Nov 09

PB Compliance Officer

Compliance Associate	Lazard Asset Management Competitive - commensurate with experien...	Manhattan, NY, 10020	22 Nov 09

LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...

Chief Compliance Officer - Global Investment Advisor	Capstone Investment Advisors, LLC Salary plus Bonus	New York, NY, 10005	20 Nov 09

Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

Compliance Associate	Not Disclosed competitive	Greenwich, CT	19 Nov 09

A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The can...

Compliance Assistant for Broker Dealer and related Registered Investment Advisor	Not Disclosed Full-time Permanent Position	Greenwich, CT, 06830	18 Nov 09

Compliance assistant will assist CCO with all compliance and regulatory matters.

Compliance Officer - Generalist Broker Dealer	Michael Page $80,000 - $120,000	USA-CT-Greenwich	17 Nov 09

Our client is a U.S. based brokerage firm with a well established global presence.

Employment Counsel at International Investment Bank	The Compliance Search Group LLC Based on Experience	New York, NY	17 Nov 09

International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment la...

Wrap Accounts/Managed Accounts – Compliance Officer New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

The individual will be part of a compliance team that is responsible for supporting the retail Registered Inve...

Senior Credit Analyst – Global Investment Bank, New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

The individual will be responsible for credit analysis and management of a portfolio of client credit relation...

Legal Documentation (ISDA) Negotiator – Investment Bank New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.

Product Controller, counterparty credit	Huxley Associates $ 150+	USA-NY-New York City	13 Nov 09

Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product ...

Compliance Officer	Robert Half International Base and Bonus	New York, NY, 10167	13 Nov 09

Compliance Officer-Asset Management-40 ACT

Accouting/Compliance/Credit Opportunities	APA International Placement Consultants, LLC to $80K	New York, NY, 10176	13 Nov 09

**PLEASE SEND YOUR RESUME WITH SALARY REQUIREMENTS TO RON@APAINTL.COM**

AVP - Compliance Surveillance	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesDepartment: Compliance. Moody's Compliance Department operates globally and covers MIS, MA and...

AVP Compliance - Technology	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesThe Role The AVP Compliance Officer will work for an entity operating in an evolving global re...

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