eFinancialCareers

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Fixed Income Compliance Analyst	Morgan Stanley not disclosed	USA-NY-White Plains	23 Nov 09

See job description below

Alternatives Investment Group and Structured Investments Compliance	Morgan Stanley not disclosed	USA-NY-New York City	23 Nov 09

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Compliance Assessment - Analyst	Morgan Stanley not disclosed	USA-NY-New York City	23 Nov 09

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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	23 Nov 09

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Head of Operations Compliance	Morgan Stanley not disclosed	USA-NY-New York City	23 Nov 09

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Private Banking Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	23 Nov 09

PB Compliance Officer

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	23 Nov 09

fixed income compliance corporate bonds

Compliance Associate	Lazard Asset Management Competitive - commensurate with experien...	Manhattan, NY, 10020	22 Nov 09

LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...

Chief Compliance Officer - Global Investment Advisor	Capstone Investment Advisors, LLC Salary plus Bonus	New York, NY, 10005	20 Nov 09

Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

Fund Trade Compliance Officer	Michael Page 150,000-200,000	Manhattan, NY, 10174	18 Nov 09

Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience ...

Employment Counsel at International Investment Bank	The Compliance Search Group LLC Based on Experience	New York, NY	17 Nov 09

International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment la...

Compliance Officer- Position Reporting AVP	Deutsche Bank competitive/ DOE	New York, NY, 10005	17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the wa...

Compliance Advisory - Bank Regulatory and Corporate Trust	Deutsche Bank competitive/ DOE	New York, NY, 10005	17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we d...

Compliance- Securities Surveillance and Investigations Analyst	Deutsche Bank competitive/ DOE	New York, NY, 10005	17 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Wrap Accounts/Managed Accounts – Compliance Officer New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

The individual will be part of a compliance team that is responsible for supporting the retail Registered Inve...

Senior Credit Analyst – Global Investment Bank, New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

The individual will be responsible for credit analysis and management of a portfolio of client credit relation...

Legal Documentation (ISDA) Negotiator – Investment Bank New York	The Compliance Search Group LLC Based on Experience	New York City, NY	16 Nov 09

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.

Compliance Business Analyst	Michael Page International Competitive Base Salary and Bonus	New York, NY, 10174	16 Nov 09

Our client is a successful world class leader who is looking for a strong Business Analyst to join the Complia...

Product Controller, counterparty credit	Huxley Associates $ 150+	USA-NY-New York City	13 Nov 09

Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product ...

Compliance Officer	Robert Half International Base and Bonus	New York, NY, 10167	13 Nov 09

Compliance Officer-Asset Management-40 ACT

Accouting/Compliance/Credit Opportunities	APA International Placement Consultants, LLC to $80K	New York, NY, 10176	13 Nov 09

**PLEASE SEND YOUR RESUME WITH SALARY REQUIREMENTS TO RON@APAINTL.COM**

Paralegal	Société Générale - US Commensurate with experience	New York City, NY	13 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Equity Derivatives Lawyer	Société Générale - US Commensurate with experience	New York City, NY	13 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

AVP - Compliance Surveillance	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesDepartment: Compliance. Moody's Compliance Department operates globally and covers MIS, MA and...

AVP Compliance - Technology	Moody's Corporation Not Specified	USA-NY-New York City	13 Nov 09

ResponsibilitiesThe Role The AVP Compliance Officer will work for an entity operating in an evolving global re...

Director Regulatory Compliance	The Forum Group Base salary, bonus and benefits.	New York, NY, 10016	11 Nov 09

Our client, a global investment bank seeks a Director level compliance professional specifically focused on ba...

AVP - Compliance	Moody's Corporation Not Specified	USA-NY-New York City	11 Nov 09

ResponsibilitiesDepartment: Moody's compliance function operates globally to provide compliance support, guida...

Associate Counsel - Hedge Fund	Robert Half Legal 150000+	New York, NY, 10167	10 Nov 09

Robert Half Legal is a leading provider of legal professionals on a project and full-time basis. We specialize...

Trading Risk Analyst	Orbis Investment Management Competitive	New York City, NY	10 Nov 09

This job is located in Bermuda

Director Monitoring and Testing	The Forum Group Base plus bonus	New York, NY, 10016	09 Nov 09

Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and T...

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