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Compliance Officer - PIMCO (Newport Beach, CA)	PIMCO competitive	USA	23 Nov 09

TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Com...

Compliance Administrator	Trust Company of the West Competitive salary plus bonus	Los Angeles, CA, 90017	16 Nov 09

The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of a...

Paralegal/Transactional Documentation Negotiator	Barclays Global Investors (US) Market Competitive	San Francisco, CA, 94105	10 Nov 09

The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation...

Sr. Business Leader, Revenue Systems	Visa Competitive	Foster City, CA	04 Nov 09

The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a tea...

Business Leader, Client Incentives	Visa Competitive	Foster City, CA	04 Nov 09

Provide leadership and operational excellence in managing the North America Client Incentive obligations, with...

Paralegal	PIMCO DOE	Newport Beach, CA, 92660	23 Nov 09

Pacific Investment Management Company (“PIMCO”) is looking for an Individual that will be responsible for assi...

Attorney	PIMCO DOE	Newport Beach, CA, 92660	23 Nov 09

PIMCO is a leading institutional money manager with more than $940 billion in assets under management. We ...

Compliance Administrator	Not Disclosed Competitive / DOE	Santa Barbara, CA	17 Nov 09

Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candid...

Mid Level Hedge Fund Compliance	Michael Page 125,000 -170,000	Greenwich, CT, 06830	23 Nov 09

Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years o...

Compliance Associate	Not Disclosed competitive	Greenwich, CT	19 Nov 09

A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The can...

Compliance Assistant for Broker Dealer and related Registered Investment Advisor	Not Disclosed Full-time Permanent Position	Greenwich, CT, 06830	18 Nov 09

Compliance assistant will assist CCO with all compliance and regulatory matters.

Compliance Officer - Generalist Broker Dealer	Michael Page $80,000 - $120,000	USA-CT-Greenwich	17 Nov 09

Our client is a U.S. based brokerage firm with a well established global presence.

Derivatives Documentation Negotiator (LEGAL)	Deutsche Bank Exempt	Jacksonville, FL	23 Nov 09

**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**

Accounting Consultant	Objective Paradigm Contract	Chicago, IL, 60654	16 Nov 09

Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial service...

Investment Compliance Analyst	Wellington Management Company, LLP Competitive	USA-MA-Boston	23 Nov 09

Investment Compliance Analyst

Compliance Officer II	BNY Mellon Asset Management negotiable	Boston, MA, 02108	16 Nov 09

Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated f...

Broker Dealer Compliance Officer	Michael Page 120,000 - 250,000	Manhattan, NY, 10174	23 Nov 09

Leading Global Bank/Broker-Dealer is looking for a mid to senior level compliance officer. The candidate shoul...

Compliance Officer- Position Reporting AVP	Deutsche Bank competitive/ DOE	New York, NY, 10005	23 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the wa...

Compliance Advisory - Bank Regulatory and Corporate Trust	Deutsche Bank competitive/ DOE	New York, NY, 10005	23 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we d...

Compliance- Securities Surveillance and Investigations Analyst	Deutsche Bank competitive/ DOE	New York, NY, 10005	23 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Alternatives Investment Group and Structured Investments Compliance	Morgan Stanley not disclosed	USA-NY-New York City	23 Nov 09

See job description below

Compliance Assessment - Analyst	Morgan Stanley not disclosed	USA-NY-New York City	23 Nov 09

See job description below

Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	23 Nov 09

See job description below

Head of Operations Compliance	Morgan Stanley not disclosed	USA-NY-New York City	23 Nov 09

See job description below

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	23 Nov 09

fixed income compliance corporate bonds

Equity Derivatives Lawyer	Société Générale - US Commensurate with experience	New York City, NY	23 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Paralegal	Société Générale - US Commensurate with experience	New York City, NY	23 Nov 09

The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance ...

Compliance Technical Business Analyst/Programmer	Michael Page International Base Salary and Bonus	New York, NY, 10174	23 Nov 09

Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provid...

Private Banking Compliance Officer	Credit Suisse Competitive	USA-NY-New York City	23 Nov 09

PB Compliance Officer

Compliance Associate	Lazard Asset Management Competitive - commensurate with experien...	Manhattan, NY, 10020	22 Nov 09

LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportuni...

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