| VP - Investment Adviser Testing & Monitoring | The Forum Group Base salary, bonus and benefits. | Manhattan, NY, 10016 | 21 May 12 |
|---|
Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...
| VP, Administrative Manager | The Forum Group Base salary, bonus and benefits. | Stamford, CT, 06907 | 21 May 12 |
|---|
The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...
| AVP / VP Fixed Income Sales & Trading Advisory | The Forum Group Base salary, bonus and benefits. | Manhattan, NY, 10016 | 21 May 12 |
|---|
The candidate will be primarily responsible for providing compliance advisory support to the Rates Sales & Tra...
| Compliance Branch Manager | The Forum Group Base plus bonus | Manhattan, NY, 10014 | 21 May 12 |
|---|
Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...
| Compliance Officer - Corporate Finance | The Forum Group Base salary, bonus and benefits | Manhattan, NY, 10016 | 21 May 12 |
|---|
Providing real-time support to Corporate Finance businesses, primarily Investment Banking Coverage and Advisor...
| VP Financial Crime AML Testing | The Forum Group Base salary, bonus and benefits. | Manhattan, NY, 10016 | 21 May 12 |
|---|
Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...
| Chief Compliance Officer | The Forum Group Base salary, bonus and benefits | Manhattan, NY, 10016 | 21 May 12 |
|---|
This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...
| VP Compliance Policies and Procedures | The Forum Group Base plus bonus | New York, NY, 10019 | 21 May 12 |
|---|
This position is an opportunity to join the policies and procedures group. The policies and procedures group ...
| Regulatory Reporting Senior Specialist | The Forum Group Base salary, bonus and benefits. | Manhattan, NY, 10016 | 21 May 12 |
|---|
The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...
| AVP Compliance Risk Review | The Forum Group Base salary, bonus and benefits | Manhattan, NY, 10016 | 21 May 12 |
|---|
Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.