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VP - Investment Adviser Testing & Monitoring The Forum Group Base salary, bonus and benefits. Manhattan, NY, 10016 21 May 12

Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...

VP, Administrative Manager The Forum Group Base salary, bonus and benefits. Stamford, CT, 06907 21 May 12

The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...

AVP / VP Fixed Income Sales & Trading Advisory The Forum Group Base salary, bonus and benefits. Manhattan, NY, 10016 21 May 12

The candidate will be primarily responsible for providing compliance advisory support to the Rates Sales & Tra...

Compliance Branch Manager The Forum Group Base plus bonus Manhattan, NY, 10014 21 May 12

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Compliance Officer - Corporate Finance The Forum Group Base salary, bonus and benefits Manhattan, NY, 10016 21 May 12

Providing real-time support to Corporate Finance businesses, primarily Investment Banking Coverage and Advisor...

VP Financial Crime AML Testing The Forum Group Base salary, bonus and benefits. Manhattan, NY, 10016 21 May 12

Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...

Chief Compliance Officer The Forum Group Base salary, bonus and benefits Manhattan, NY, 10016 21 May 12

This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...

VP Compliance Policies and Procedures The Forum Group Base plus bonus New York, NY, 10019 21 May 12

This position is an opportunity to join the policies and procedures group. The policies and procedures group ...

Regulatory Reporting Senior Specialist The Forum Group Base salary, bonus and benefits. Manhattan, NY, 10016 21 May 12

The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...

AVP Compliance Risk Review The Forum Group Base salary, bonus and benefits Manhattan, NY, 10016 21 May 12

Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.

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