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	<title><![CDATA[Investment Compliance Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000573713.htm</link>

	<pubDate>Wed, 25 Nov 2009 05:05:04 GMT</pubDate>

	<description><![CDATA[Investment Compliance Analyst]]></description>

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	<title><![CDATA[Director, Compliance Officer - Fixed Income Trading ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000580568.htm</link>

	<pubDate>Tue, 24 Nov 2009 11:02:59 GMT</pubDate>

	<description><![CDATA[The Director, Fixed Income Compliance  will focus primarily on ensuring that the fixed income business meets it regulatory and compliance obligations, fostering satisfactory relationships with the various US regulatory authorities and assisting in the development, implementation and maintenance of appropriate compliance policies and procedures.   ]]></description>

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	<title><![CDATA[Compliance Officer - Portuguese/Spanish Speaking]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000580560.htm</link>

	<pubDate>Tue, 24 Nov 2009 09:46:29 GMT</pubDate>

	<description><![CDATA[International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with the Chief Compliance Officer to ensure  policies and procedures are in adherence to applicable law, rules and regulations (including SEC, FINRA, CFTC, NFA) and the firm's  policies.  

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	<title><![CDATA[Fixed Income Compliance Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578882.htm</link>

	<pubDate>Tue, 24 Nov 2009 08:29:43 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

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<item>

	<title><![CDATA[Alternatives Investment Group and Structured Investments Compliance]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578881.htm</link>

	<pubDate>Tue, 24 Nov 2009 08:29:43 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

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	<title><![CDATA[Compliance Assessment - Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578699.htm</link>

	<pubDate>Tue, 24 Nov 2009 08:29:43 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

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	<title><![CDATA[Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578690.htm</link>

	<pubDate>Tue, 24 Nov 2009 08:29:43 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

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	<title><![CDATA[Head of Operations Compliance]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577051.htm</link>

	<pubDate>Tue, 24 Nov 2009 08:29:43 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

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	<title><![CDATA[Syndication Specialist/Paralegal]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000575711.htm</link>

	<pubDate>Tue, 24 Nov 2009 07:50:48 GMT</pubDate>

	<description><![CDATA[Syndication Specialist]]></description>

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<item>

	<title><![CDATA[Institutional Brokerage Compliance Associate]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000573242.htm</link>

	<pubDate>Tue, 24 Nov 2009 07:47:56 GMT</pubDate>

	<description><![CDATA[fixed income compliance corporate bonds]]></description>

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<item>

	<title><![CDATA[Compliance- Regulatory Securities Operations]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000580549.htm</link>

	<pubDate>Tue, 24 Nov 2009 07:35:25 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank

A Passion to Perform. It's what drives us. More than a claim, this describes the way we do business. We're committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. 
]]></description>

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<item>

	<title><![CDATA[Distressed Debt & Special Situations Compliance Officer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000580527.htm</link>

	<pubDate>Tue, 24 Nov 2009 06:36:38 GMT</pubDate>

	<description><![CDATA[A division of a global bank seeks a Compliance Officer. ]]></description>

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<item>

	<title><![CDATA[Compliance Administrator]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000573678.htm</link>

	<pubDate>Tue, 24 Nov 2009 05:19:17 GMT</pubDate>

	<description><![CDATA[Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skilled compliance professional with fixed income experience who will assist the CCO and the Compliance Manager in handling the compliance function for this specialty bond management firm.]]></description>

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<item>

	<title><![CDATA[Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL) ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000580461.htm</link>

	<pubDate>Tue, 24 Nov 2009 03:36:37 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank
A Passion to Perform.  It's what drives us.  More than a claim, this describes the way we do business.  We're committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. ]]></description>

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	<title><![CDATA[Compliance -Asset Management]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000580447.htm</link>

	<pubDate>Tue, 24 Nov 2009 03:19:19 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank

A Passion to Perform.  It's what drives us.  More than a claim, this describes the way we do business.  We're committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. 
]]></description>

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	<title><![CDATA[Mid Level Hedge Fund Compliance]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000576730.htm</link>

	<pubDate>Mon, 23 Nov 2009 11:08:18 GMT</pubDate>

	<description><![CDATA[Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in hedge fund compliance. The position is within a dynamic organization with excellent compensation, benefits and a challenging but rewarding working environment.]]></description>

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	<title><![CDATA[Derivatives Documentation Negotiator (LEGAL)]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000569499.htm</link>

	<pubDate>Mon, 23 Nov 2009 10:00:27 GMT</pubDate>

	<description><![CDATA[**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**

]]></description>

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	<title><![CDATA[Compliance- Securities Surveillance and Investigations Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000574772.htm</link>

	<pubDate>Mon, 23 Nov 2009 10:00:27 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank

A Passion to Perform. It's what drives us. More than a claim, this describes the way we do business. We're committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. 
]]></description>

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	<title><![CDATA[Equity Derivatives Lawyer  ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577451.htm</link>

	<pubDate>Mon, 23 Nov 2009 08:25:38 GMT</pubDate>

	<description><![CDATA[The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.]]></description>

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	<title><![CDATA[Paralegal ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577474.htm</link>

	<pubDate>Mon, 23 Nov 2009 08:25:38 GMT</pubDate>

	<description><![CDATA[The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department. 
]]></description>

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	<title><![CDATA[Compliance Officer - PIMCO (Newport Beach, CA)]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000569718.htm</link>

	<pubDate>Mon, 23 Nov 2009 08:13:56 GMT</pubDate>

	<description><![CDATA[TITLE: Compliance Officer 
DEPARTMENT: Legal and Compliance - Regulatory Compliance

PIMCO is seeking a Compliance Officer for our Newport Beach, CA office.  The Compliance Officer is responsible for the development, creation and administration of PIMCO's Compliance Program.  Regulations require the firm to establish a compliance program that ensures PIMCO is able to conduct its business as an investment advisor in accordance with all applicable laws, rules and regulations.  The Compliance Officer will be responsible for assisting compliance management in administering the firm's compliance policies and procedures.   

]]></description>

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	<title><![CDATA[Paralegal]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000576324.htm</link>

	<pubDate>Mon, 23 Nov 2009 08:13:34 GMT</pubDate>

	<description><![CDATA[Pacific Investment Management Company ("PIMCO") is looking for an Individual that will be responsible for assisting PIMCO's attorneys and Contracts Administration Manager in preparing, drafting and processing legal documents.  This includes the review of legal documents for validity, content, accuracy, and compliance with procedures.  ]]></description>

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	<title><![CDATA[Attorney]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578443.htm</link>

	<pubDate>Mon, 23 Nov 2009 08:11:57 GMT</pubDate>

	<description><![CDATA[PIMCO is a leading institutional money manager with more than $940 billion in assets under management. 

We are looking for a candidate to provide regulatory, compliance and corporate legal support to PIMCO in our Newport Beach, CA office. 
]]></description>

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	<title><![CDATA[Compliance Technical Business Analyst/Programmer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000580062.htm</link>

	<pubDate>Mon, 23 Nov 2009 04:49:28 GMT</pubDate>

	<description><![CDATA[Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / technical solutions for and development and/or remediation of the systems used by Inc across all business lines as it applies to regulatory reporting and/or compliance Divisions.]]></description>

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	<title><![CDATA[Private Banking Compliance Officer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000572546.htm</link>

	<pubDate>Mon, 23 Nov 2009 02:37:07 GMT</pubDate>

	<description><![CDATA[PB Compliance Officer]]></description>

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	<title><![CDATA[Compliance Associate]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000579794.htm</link>

	<pubDate>Sun, 22 Nov 2009 09:45:37 GMT</pubDate>

	<description><![CDATA[LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone looking to play a very versatile role within the Compliance Department.  ]]></description>

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	<title><![CDATA[Chief Compliance Officer - Global Investment Advisor]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000579738.htm</link>

	<pubDate>Fri, 20 Nov 2009 08:45:17 GMT</pubDate>

	<description><![CDATA[Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.

]]></description>

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	<title><![CDATA[Compliance Associate]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000577018.htm</link>

	<pubDate>Thu, 19 Nov 2009 07:50:47 GMT</pubDate>

	<description><![CDATA[A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate.  The candidate should have solid experience/knowledge of the Investment Company Act and Investment Advisers Act of 1940.  Candidate should have experience working with institutional managed accounts, commingled funds, and 40 Act funds. ]]></description>

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	<title><![CDATA[Compliance Assistant for Broker Dealer and related Registered Investment Advisor]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000578812.htm</link>

	<pubDate>Wed, 18 Nov 2009 05:30:42 GMT</pubDate>

	<description><![CDATA[Compliance assistant will assist CCO with all compliance and regulatory matters.]]></description>

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	<title><![CDATA[Compliance Officer -  Generalist Broker Dealer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000576729.htm</link>

	<pubDate>Tue, 17 Nov 2009 10:48:23 GMT</pubDate>

	<description><![CDATA[Our client is a U.S. based brokerage firm with a well established global presence. ]]></description>

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