Compliance Officer - US bank; HK$60-70K per month

  • Location

    China-Hong Kong
  • Compensation

    HK $60000 - 70000
  • Position Type

    Employee
  • Employment type

    Full time
  • Updated

    05 Sep 2008
  • eFC Ref no

    366601
Our client is a leading US based investment bank, who are currently enjoying a prolonged period of growth in their Asian operations. Due to their continued expansion the need has arisen to recruit an experienced Compliance Officer for their Hong Kong based team.
The Compliance Officer reports to the Hong Kong Head of Compliance, your main responsibilities will be to provide compliance advice to a range of business units including trading, agency and prime brokerage desks. You will focus on ensuring best practice across the business, compliance against local regulations and the integrity of Chinese Walls. You will work with your team to deliver compliance messages and provide training both for new starters and to keep up with policy changes.

You will already have over 5 years experience in Compliance with particular knowledge of Equities issues. You will have strong analytical skills and be able to multi task in a pressurised environment. You will have first rate knowledge of local compliance regulations and be a team player with strong communication skills.

To apply for this position, please e-mail your CV in confidence to Mark Moorby at mark.moorby@roberthalf.com.hk or call +852 3653 7508. All CVs received will be used for recruitment purposes only.

To view more Robert Half jobs, please visit http://www.roberthalf.com.hk

col3
Col4
Col5
Col6
bottom

Site Information

eFinancialCareers is a Dice Holdings, Inc. company. Dice Holdings, Inc. is a publicly traded company listed on the New York Stock Exchange (Ticker: DHX)