Daily p/l and position review and formulating risk based explanations to significant changes.
Analyze Operations and P&L related statistics to identify control gaps and/process break-downs
Reviewing policies and methodologies to ensure that they are adequately addressing current business risk profile.
Establish Control policies and standards for all Front to Back controls
Conducting review and controls around transactions booked including front to back controls
Liaise with the trading desk to discuss front to back control gaps, providing and implementing improvements
Conducting analysis in risk and p/l impact and providing commentary to senior management
Qualifications:
Relevant experience of 10-15 yrs (e.g. Valuation Control, Product Control).
Good understanding of equity derivatives products
Managerial and leadership skills; detail oriented and strong organizational skills
Sound knowledge in control and in depth understanding of broker dealer’s processes and systems
Excellent verbal and written communication skills. Ability to explain issues in a systematic and logical manner. Also, be able to communicate to people of different levels.
Independent self-starter to identify problems and issues, and drive to resolve issues down to the root cause
Strong team player; ability to work across functional and organizational boundaries and build business relationships