Trading surveillance compliance officer

  • Location

    Hoboken, NJ

  • Compensation

    75K

  • Position Type

    Employee

  • Employment type

    Full time

  • Updated

    21 Oct 2008

  • eFC Ref no

    454006
Trading surveillance compliance officer

monitor and surveillance trades.

supervise daily trade surveillance and exception reporting, rule 144 transactions, and all daily and monthly reports .

industry lic. required

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