- Provide regulatory and compliance advisory to existing and new business initiatives in Private Bank
- Responsible for providing oversight on all regulatoryand compliance matters, with regard to financial promotions.
- Maintain awareness of regulatory change and assess the impact on relevant business activities.
- Ensure appropriate controls are in place.
- Develop highest compliance standards and arrangements by ensuring adherence to regulatory requirements and internal guidelines/policies
- Proactively assist management in identifying and containing compliance risk and report on all significant regulatory compliance
- Participate in New Product Approval process to review new product propositions
Pre-requsite
Degree in Law or Business/Accountancy degree with 4-7 years of compliance and risk experience in retail banking/private banking environment
Good communication and interpersonal skill
Possess strong inititative
Detail-oriented and highly motivated.
PeopleSearch Pte Ltd
CL/FIG /29/08/09
Note: Please quote eFC Ref: 568378 when applying for this job.