eFinancialCareers

• Company

  BNY Mellon Asset Management

• Location

  Pittsburgh, PA

• Compensation

  negotiable

• Position Type

  Permanent

• Employment type

  Full time

• Updated

  16 Nov 2009

• eFC Ref no

  580905

The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies (CIS), located in Pittsburgh. CIS manages over $100 billion of short duration and index fixed income accounts for institutional clients and is a division of The Dreyfus Corporation.

S/He will be responsible for the day-to-day maintenance and monitoring of client investment guidelines and restrictions as well as interfacing with investment managers on identification and resolution of investment compliance violations. S/He monitors that investment activities of CIS are performed in accordance with policies and procedures and maintain documentation to satisfy regulatory and policy requirements.  S/He assists in the coordination with internal and external examiners and auditors.  S/He will be responsible for preparing and disseminating compliance reports to internal departments and preparation of compliance reports requested by clients.   

BA/BS preferred. 2-5 years of relevant experience. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Experience using the Charles River Trading/Compliance system preferred.  Knowledge of fixed income securities preferred.  Knowledge of investment adviser regulations is a plus. Strong oral and written communication skills and the ability to implement compliance policies and procedures.