Key aspects of the role involve:-
financial returns analysis
on-site visits
theme based and desk-top reviews
risk assessments and risk mitigation programmes
liaison with international regulators
This opportunity also carries a strategic responsibility - contributing to the development of supervisory processes and regulatory policy - and participating in the development of junior staff.
Candidates must possess regulatory expertise from either a Financial Services Regulator or a Regulated concern. Pre-requisite must be a solid research and analytical capacity together with highly effective communications skill-set.
A broad financial services background is looked for with a focus on particular regulatory areas and/or business areas, eg, Markets Compliance.
Essential would be a true appreciation of risk-based regulation - with confident understanding of prudential supervision and conduct of business rules.
The ability to work without close supervision, as part of a team and, to manage shall be required.
Michele Davies
McGregor Boyall
EFMD77904/0/0
Note: Please quote eFC Ref: 582313 when applying for this job.