eFinancialCareers

• Company

  Collins Sarri Statham Investments

• Location

  UK-London

• Compensation

  Basic Salary plus commission

• Position Type

  Permanent

• Employment type

  Full time

• Updated

  26 Oct 2009

• eFC Ref no

  584074

• You will be responsible for building and establishing a profitable client base and helping to develop the firms overall standing in the market
• Responsible for advising clients on straight agency recommendations, CFD positions long and short, FX and other products
• As part of this process, the individual is expected to ensure that his/her professional development is exceptional and be willing to take further exams/courses to broaden their knowledge to include all of the company’s proposed product lines
• Ensure that all operations are carried out in accordance with the firm's own policies and procedures in addition to FSA rules
• Ensure outstanding customer service
• Communicate effectively with other staff in the company.
• Key Regulatory Responsibilities

Understanding of the regulatory responsibilities within your control function and the general principles of approved persons

Skills and Competencies:

• CF30

• A good understanding, knowledge and experience of FSA regulation within the retail broking field

• Proven record of good customer service

• An excellent communicator

• Approachable

• Good market knowledge

Qualifications

• Securities Institute or FSA professional qualifications

• Desirable to have the SI Derivatives Certificate or the Private Client Investment Advice & Management exam

• FSA Registered