Compliance & Legal Assistant

  • Company

    Hays Banking Hong Kong

  • Location

    China-Hong Kong

  • Compensation

    Attraction Salary Package

  • Position Type

    Permanent

  • Employment type

    Full time

  • Updated

    06 Nov 2009

  • eFC Ref no

    586018
Leading US hedge fund is looking to secure a new Legal and Compliance Assistant to provide legal & compliance support to the Compliance Director.
  • Newly Created Role due to Company Growth
  • Front Office Compliance Role
  • Excellent Remuneration and Benefits Package
Due to substantial growth, this leading US hedge fund is looking to secure a new Legal and Compliance Assistant to provide legal, compliance and administrative support to the Compliance Director.
 
Key responsibilities will include: 
  • Conducting daily compliance monitoring of trading activities ensuring adherence to regulations.
  • Preparing legal documentation, reports, manuals, correspondence, regulatory filings and records.
  • Reviewing compliance forms and administrative documentation.
  • Filing and management of firm recordkeeping to ensure compliance with SFC requirements.
  • Assisting with on-going compliance projects.
  • Liaising internally on outstanding matters.
  • Co-ordinating and maintaining legal and compliance calendar.
  • Participating with the development of compliance programs.
  • Providing administrative and necessary support to Compliance Director.
 Key skills and experience required includes: 
  • Minimum of 3 years compliance experience.
  • Must have worked within an asset management/equities/investment environment.
  • Self-starter with strong multi-tasking and organizational skills.
  • Detail-oriented.
  • Ability to work independently as well as in a team.
  • Good English and Chinese language skills.
  • Ability to read and write Chinese.
  • Good Japanese language, reading and writing skills.
  • Strong Microsoft Office skills.
  • Individual who is willing to learn and accept a wide variety of work and responsibilities.
If you meet the above requirements please send your CV to maeve.mcgivern@hays.com.hk or call Maeve McGivern on +852 2521 1474 for a confidential discussion.
 
 
 

  • Contact:

    Maeve McGivern

  • Company:

    Hays Banking Hong Kong

  • Website:

    www.hays.com.hk

  • Recruiter Ref:

    BK-MMC-9756

  • Note: Please quote eFC Ref: 586018 when applying for this job.

  • 4000000000573330
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