eFinancialCareers

• Company

  Kim Eng Securities Pte. Ltd.

• Location

  Singapore

• Compensation

  Competitive

• Position Type

  Permanent

• Employment type

  Full time

• Updated

  03 Nov 2009

• eFC Ref no

  586429

COMPLIANCE MANAGER

Key Responsibilities:

• Implement comprehensive compliance monitoring programmes to ensure all key aspects of the business operations are covered
• Work closely with business units in managing compliance risks by assisting them with the development, maintenance and updating of compliance controls, as well as providing advice on regulatory matters
• Organise and conduct periodic compliance reviews to ensure compliance with regulatory and internal requirements
• Provide advise and support in licensing related area
• Act as liaison and point of contact with the regulatory bodies
• Conduct compliance and AML trainings

Requirements

• At least 5 years of compliance experience in similar capacity in the financial industry, preferably in a stockbroking environment or with a securities exchange or regulator
• Excellent knowledge of SFA, FAA, other relevant MAS regulations and guidelines and the Singapore Exchange Rules
• Able to work closely with and advise business units on all regulatory compliance matters

Interested candidates are invited to apply on-line with their full resume, stating current and expected salaries by using the Quick Apply button below or via cover letter with your photograph and resume to:

The Vice President, Human Resources
Kim Eng Securities Pte. Ltd.
9 Temasek Boulevard
#13- 00 Suntec Tower 2
Singapore 038989

Only shortlisted candidates will be notified