eFinancialCareers

• Company

  PeopleSearch Pte Ltd

• Location

  Singapore

• Compensation

  Negotiable

• Position Type

  Permanent

• Employment type

  Full time

• Updated

  03 Nov 2009

• eFC Ref no

  586471

Responsibilities

•  Supervise a team of staff who are responsible for ensuring that customer due diligence and bio data sheets are completed in accordance with the MAS anti-money laundering standards and IAPB’s Financial Economic Crime policy.
•  Ensure proper due diligence is performed on referral intermediaries, in compliance with internal policy as well as regulatory requirements.
•  Provide compliance advice and support to Marketing staff.
•  Provide trainings to staff on AML policies and requirements.
•  Investigate complaints and prepare the investigation reports for Legal to reply to clients
•  Complete the tasks assigned in the Compliance Monitoring tool on a timely basis and report any exceptions arising to the reporting line manager.
•  Assist the department head on special investigations and reviews and on any compliance matters on an ad-hoc basis.
•  Prepare and submit the regulatory reports that are due to the MAS under the Securities & Futures Act and Financial Advisers Act
•  Prepare the submission documents to the MAS for application for permanent residency under the Financial Investor Scheme for eligible clients and the annual returns
•  Be involved in projects on anti-money laundering control systems enhancements

Requirements:
• Good degree from a reputable university.
• 8-10 years’ relevant experience in compliance and/or internal audit